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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
101
MetLife
MET
$62.1B
$822K 0.26%
17,591
-1,750
-9% -$80K
PARA
102
DELISTED
Paramount Global Class B
PARA
$812K 0.25%
14,137
+7,785
+123% +$430K
RIO icon
103
Rio Tinto
RIO
$164B
$806K 0.25%
15,800
-300
-2% -$15.3K
NEE icon
104
NextEra Energy
NEE
$177B
$796K 0.25%
19,004
– –
AMP icon
105
Ameriprise Financial
AMP
$48.8B
$792K 0.25%
5,363
– –
TRV icon
106
Travelers Companies
TRV
$80.2B
$773K 0.24%
5,959
+360
+6% +$46.5K
MDLZ icon
107
Mondelez International
MDLZ
$79.9B
$757K 0.24%
17,609
+350
+2% +$14.9K
GIS icon
108
General Mills
GIS
$19.7B
$728K 0.23%
16,955
-900
-5% -$40.7K
WFC icon
109
Wells Fargo
WFC
$264B
$718K 0.22%
13,653
-100
-0.7% -$5.71K
AIG icon
110
American International
AIG
$41.3B
$715K 0.22%
13,425
– –
RDS.B
111
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$708K 0.22%
9,985
– –
NSC icon
112
Norfolk Southern
NSC
$75.1B
$692K 0.22%
3,834
-75
-2% -$12.8K
ELV icon
113
Elevance Health
ELV
$85.5B
$689K 0.22%
2,515
– –
MA icon
114
Mastercard
MA
$493B
$666K 0.21%
2,994
-95
-3% -$19.8K
AXP icon
115
American Express
AXP
$230B
$660K 0.21%
6,200
-150
-2% -$15.6K
LAMR icon
116
Lamar Advertising Co
LAMR
$16.3B
$647K 0.2%
8,315
-350
-4% -$26K
HAL icon
117
Halliburton
HAL
$26.6B
$640K 0.2%
15,780
+1,400
+10% +$57.9K
UNP icon
118
Union Pacific
UNP
$174B
$634K 0.2%
3,892
– –
PM icon
119
Philip Morris
PM
$295B
$629K 0.2%
7,711
+400
+5% +$32.8K
FISV
120
Fiserv Inc
FISV
$27.9B
$617K 0.19%
7,494
-700
-9% -$54.9K
PNC icon
121
PNC Financial Services
PNC
$101B
$602K 0.19%
4,425
– –
BECN
122
DELISTED
Beacon Roofing Supply, Inc.
BECN
$601K 0.19%
16,600
+4,530
+38% +$180K
HSIC icon
123
Henry Schein
HSIC
$9.82B
$595K 0.19%
8,925
– –
MXIM
124
DELISTED
Maxim Integrated Products
MXIM
$595K 0.19%
10,550
– –
LRFC
125
DELISTED
Logan Ridge Finance Corp
LRFC
$592K 0.19%
11,340
+74
+0.7% +$3.85K
3 4
5
6 7

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.