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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$296M
AUM Growth
-$9.16M
Cap. Flow
-$5.95M
Cap. Flow %
-2.01%
Top 10 Hldgs %
25.8%
Holding
218
New
12
Increased
56
Reduced
102
Closed
12

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$2.12M
2
C icon
Citigroup
C
+$1.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.06M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$894K
5
FSLR icon
First Solar
FSLR
+$837K

Top Sells

Rank Stock Value
1
BKNG icon
Booking.com
BKNG
+$1.48M
2
BF.B icon
Brown-Forman Class B
BF.B
+$1.07M
3
ENB icon
Enbridge
ENB
+$1M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$967K
5
CAVM
Cavium, Inc.
CAVM
+$943K

Sector Composition

Rank Sector Weight
1 Healthcare 17.17%
2 Technology 16.64%
3 Financials 16.23%
4 Consumer Discretionary 12.39%
5 Communication Services 11.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
101
DELISTED
Express Scripts Holding Company
ESRX
$788K 0.27%
11,400
-1,110
-9% -$84.7K
MDLZ icon
102
Mondelez International
MDLZ
$78.5B
$779K 0.26%
18,659
+838
+5% +$36.4K
ETP
103
DELISTED
Energy Transfer Partners, L.P.
ETP
$773K 0.26%
47,635
+6,650
+16% +$124K
PM icon
104
Philip Morris
PM
$291B
$747K 0.25%
7,511
+200
+3% +$20.8K
TRV icon
105
Travelers Companies
TRV
$78.9B
$739K 0.25%
5,324
+235
+5% +$32.8K
FISV
106
Fiserv Inc
FISV
$27.5B
$727K 0.25%
10,194
-4,970
-33% -$349K
WFC icon
107
Wells Fargo
WFC
$264B
$726K 0.25%
13,853
– –
ADP icon
108
Automatic Data Processing
ADP
$108B
$712K 0.24%
6,277
-2,500
-28% -$292K
PNC icon
109
PNC Financial Services
PNC
$100B
$669K 0.23%
4,425
-13
-0.3% -$2.02K
BIDU icon
110
Baidu
BIDU
$37.2B
$658K 0.22%
2,950
+100
+4% +$24.6K
RDS.B
111
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$654K 0.22%
9,985
-1,450
-13% -$97.6K
MXIM
112
DELISTED
Maxim Integrated Products
MXIM
$635K 0.21%
10,550
-1,600
-13% -$94.8K
AXP icon
113
American Express
AXP
$229B
$606K 0.21%
6,500
– –
COTY icon
114
Coty
COTY
$2.46B
$600K 0.2%
32,795
-818
-2% -$16.1K
CIEN icon
115
Ciena
CIEN
$56.5B
$599K 0.2%
23,112
-9,195
-28% -$216K
SLB icon
116
SLB Ltd
SLB
$77.8B
$594K 0.2%
9,162
-225
-2% -$15.7K
HPE icon
117
Hewlett Packard
HPE
$73.7B
$588K 0.2%
33,530
-513
-2% -$8.71K
BECN
118
DELISTED
Beacon Roofing Supply, Inc.
BECN
$576K 0.19%
+10,860
New +$625K
MA icon
119
Mastercard
MA
$493B
$567K 0.19%
3,239
-241
-7% -$41.2K
LAMR icon
120
Lamar Advertising Co
LAMR
$16.1B
$558K 0.19%
8,765
– –
ELV icon
121
Elevance Health
ELV
$86.2B
$553K 0.19%
2,515
-185
-7% -$43.5K
HZNP
122
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$545K 0.18%
+38,390
New +$567K
MCO icon
123
Moody's
MCO
$83B
$542K 0.18%
3,363
-2,078
-38% -$336K
HAL icon
124
Halliburton
HAL
$27.9B
$541K 0.18%
11,530
+1,260
+12% +$62.2K
NSC icon
125
Norfolk Southern
NSC
$75.3B
$541K 0.18%
3,984
-191
-5% -$27.5K
3 4
5
6 7

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MPAM
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LDFR
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Regent Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Regent Investment Management held 218 positions worth $296M, down 3% from $305M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q1 2018 filing shows 12 new, 56 increased, 102 reduced and 12 closed positions. Its largest new stake was Albemarle: 19,280 shares worth $1.79M. The largest sale was Booking.com, an estimated $1.48M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2018 buy was Albemarle: 19,280 shares worth $1.79M.
  • Regent Investment Management added most to Citigroup in Q1 2018, an estimated $1.1M increase.
  • Regent Investment Management's biggest Q1 2018 reduction was Booking.com, cutting an estimated $1.48M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2018, selling an estimated $967K.
  • Regent Investment Management's ten largest holdings make up 26% of its $296M portfolio in Q1 2018.
  • Regent Investment Management opened 12 new positions and closed 12 in Q1 2018.
  • Regent Investment Management's portfolio value fell 3% quarter-over-quarter to $296M.

Based on Regent Investment Management's 13F filing for Q1 2018, filed 24 Apr 2018.