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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
101
Illumina
ILMN
$28.4B
$868K 0.28%
4,086
-11
-0.3% -$2.26K
USB icon
102
US Bancorp
USB
$99.6B
$854K 0.28%
15,930
-7
-0% -$377
WFC icon
103
Wells Fargo
WFC
$264B
$840K 0.28%
13,853
-825
-6% -$46.6K
EMR icon
104
Emerson Electric
EMR
$88.3B
$830K 0.27%
11,905
+91
+0.8% +$5.9K
AGN
105
DELISTED
Allergan plc
AGN
$824K 0.27%
5,040
-2,828
-36% -$507K
MCO icon
106
Moody's
MCO
$82.7B
$803K 0.26%
5,441
– –
RDS.B
107
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$781K 0.26%
11,435
-500
-4% -$32.4K
PM icon
108
Philip Morris
PM
$295B
$773K 0.25%
7,311
+200
+3% +$21.3K
MDLZ icon
109
Mondelez International
MDLZ
$79.9B
$763K 0.25%
17,821
-8,738
-33% -$367K
NEE icon
110
NextEra Energy
NEE
$177B
$740K 0.24%
18,944
-2,800
-13% -$108K
ETP
111
DELISTED
Energy Transfer Partners, L.P.
ETP
$735K 0.24%
40,985
+2,775
+7% +$47.9K
SWKS icon
112
Skyworks Solutions
SWKS
$10.6B
$716K 0.23%
7,540
+620
+9% +$64.7K
TRV icon
113
Travelers Companies
TRV
$80.2B
$690K 0.23%
5,089
-321
-6% -$42.4K
CIEN icon
114
Ciena
CIEN
$58.4B
$676K 0.22%
32,307
-4,875
-13% -$103K
COTY icon
115
Coty
COTY
$2.48B
$669K 0.22%
33,613
-4,804
-13% -$82K
BIDU icon
116
Baidu
BIDU
$37.2B
$667K 0.22%
2,850
+600
+27% +$147K
LAMR icon
117
Lamar Advertising Co
LAMR
$16.3B
$651K 0.21%
8,765
– –
AXP icon
118
American Express
AXP
$230B
$646K 0.21%
6,500
– –
PNC icon
119
PNC Financial Services
PNC
$101B
$640K 0.21%
4,438
– –
MXIM
120
DELISTED
Maxim Integrated Products
MXIM
$635K 0.21%
12,150
– –
SLB icon
121
SLB Ltd
SLB
$75B
$633K 0.21%
9,387
-3,126
-25% -$203K
LNC icon
122
Lincoln National
LNC
$8.81B
$615K 0.2%
8,000
– –
MIC
123
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$610K 0.2%
9,500
+600
+7% +$40.6K
ELV icon
124
Elevance Health
ELV
$85.5B
$608K 0.2%
2,700
– –
NSC icon
125
Norfolk Southern
NSC
$75.1B
$605K 0.2%
4,175
– –
3 4
5
6 7

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MPAM
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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.