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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
101
Yum! Brands
YUM
$41.1B
$832K 0.28%
11,300
– –
CIEN icon
102
Ciena
CIEN
$58.4B
$817K 0.28%
37,182
+6,000
+19% +$144K
WFC icon
103
Wells Fargo
WFC
$264B
$809K 0.27%
14,678
– –
NEE icon
104
NextEra Energy
NEE
$177B
$797K 0.27%
21,744
– –
ILMN icon
105
Illumina
ILMN
$28.4B
$794K 0.27%
4,097
-77
-2% -$14.3K
ESRX
106
DELISTED
Express Scripts Holding Company
ESRX
$792K 0.27%
12,510
– –
PM icon
107
Philip Morris
PM
$295B
$789K 0.27%
7,111
– –
MCO icon
108
Moody's
MCO
$82.7B
$757K 0.25%
5,441
-2,637
-33% -$347K
RDS.B
109
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$746K 0.25%
11,935
-1,500
-11% -$86.1K
EMR icon
110
Emerson Electric
EMR
$88.3B
$742K 0.25%
11,814
– –
SWKS icon
111
Skyworks Solutions
SWKS
$10.6B
$705K 0.24%
6,920
+350
+5% +$36.3K
ETP
112
DELISTED
Energy Transfer Partners, L.P.
ETP
$699K 0.24%
38,210
-6,050
-14% -$117K
TRV icon
113
Travelers Companies
TRV
$80.2B
$663K 0.22%
5,410
+505
+10% +$63.1K
MIC
114
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$642K 0.22%
8,900
– –
LH icon
115
Labcorp
LH
$25.9B
$640K 0.22%
4,932
-1,783
-27% -$238K
VTRS icon
116
Viatris
VTRS
$19.1B
$636K 0.21%
20,285
+398
+2% +$13.5K
COTY icon
117
Coty
COTY
$2.48B
$635K 0.21%
38,417
+2,801
+8% +$50.7K
GT icon
118
Goodyear
GT
$1.85B
$634K 0.21%
19,076
-24
-0.1% -$780
AMGN icon
119
Amgen
AMGN
$222B
$606K 0.2%
3,250
– –
LAMR icon
120
Lamar Advertising Co
LAMR
$16.3B
$601K 0.2%
8,765
– –
PNC icon
121
PNC Financial Services
PNC
$101B
$598K 0.2%
4,438
-100
-2% -$12.8K
AXP icon
122
American Express
AXP
$230B
$588K 0.2%
6,500
-245
-4% -$21.1K
LNC icon
123
Lincoln National
LNC
$8.81B
$588K 0.2%
8,000
-300
-4% -$21.2K
MAA icon
124
Mid-America Apartment Communities
MAA
$15.7B
$580K 0.2%
5,425
– –
MXIM
125
DELISTED
Maxim Integrated Products
MXIM
$580K 0.2%
12,150
– –
3 4
5
6 7

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MPAM
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LDFR
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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.