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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
63
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEDJ icon
101
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$784K 0.3%
+24,960
New +$743K
RDS.B
102
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$778K 0.29%
13,935
+8,850
+174% +$502K
CIEN icon
103
Ciena
CIEN
$58.4B
$767K 0.29%
32,482
+3,500
+12% +$85.8K
DAL icon
104
Delta Air Lines
DAL
$60.1B
$752K 0.28%
16,362
+2,000
+14% +$97.6K
V icon
105
Visa
V
$677B
$752K 0.28%
+8,465
New +$728K
YUM icon
106
Yum! Brands
YUM
$41.1B
$738K 0.28%
11,550
– –
SWKS icon
107
Skyworks Solutions
SWKS
$10.6B
$719K 0.27%
7,340
-600
-8% -$54.8K
MIC
108
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$717K 0.27%
+8,900
New +$705K
NEE icon
109
NextEra Energy
NEE
$177B
$710K 0.27%
22,144
– –
ILMN icon
110
Illumina
ILMN
$28.4B
$695K 0.26%
4,189
-77
-2% -$12.1K
LAMR icon
111
Lamar Advertising Co
LAMR
$16.3B
$655K 0.25%
8,765
-7,400
-46% -$555K
TAP icon
112
Molson Coors Class B
TAP
$8.09B
$596K 0.23%
6,225
– –
HSIC icon
113
Henry Schein
HSIC
$9.82B
$595K 0.22%
8,925
– –
TRV icon
114
Travelers Companies
TRV
$80.2B
$591K 0.22%
4,905
– –
TECK icon
115
Teck Resources
TECK
$32.6B
$587K 0.22%
+26,800
New +$599K
MAA icon
116
Mid-America Apartment Communities
MAA
$15.7B
$582K 0.22%
5,725
-150
-3% -$14.8K
HAL icon
117
Halliburton
HAL
$26.6B
$578K 0.22%
11,750
-100
-0.8% -$5.38K
BABA icon
118
Alibaba
BABA
$308B
$573K 0.22%
5,310
+1,650
+45% +$168K
MXIM
119
DELISTED
Maxim Integrated Products
MXIM
$555K 0.21%
12,350
-400
-3% -$17.5K
PNC icon
120
PNC Financial Services
PNC
$101B
$545K 0.21%
4,538
– –
LNC icon
121
Lincoln National
LNC
$8.81B
$543K 0.21%
8,300
-2,200
-21% -$150K
AXP icon
122
American Express
AXP
$230B
$534K 0.2%
6,745
– –
AMGN icon
123
Amgen
AMGN
$222B
$533K 0.2%
3,250
– –
ETN icon
124
Eaton
ETN
$174B
$528K 0.2%
7,119
-160
-2% -$11.4K
STX icon
125
Seagate
STX
$184B
$514K 0.19%
11,200
-7,500
-40% -$333K
3 4
5
6 7

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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.