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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
101
Adobe
ADBE
$105B
$557K 0.29%
5,410
+1,500
+38% +$159K
DHR icon
102
Danaher
DHR
$144B
$556K 0.28%
8,057
– –
LRFC
103
DELISTED
Logan Ridge Finance Corp
LRFC
$549K 0.28%
7,068
-780
-10% -$59.8K
HSIC icon
104
Henry Schein
HSIC
$9.82B
$531K 0.27%
8,925
– –
ILMN icon
105
Illumina
ILMN
$28.4B
$531K 0.27%
4,266
– –
PNC icon
106
PNC Financial Services
PNC
$101B
$531K 0.27%
4,538
– –
AXP icon
107
American Express
AXP
$230B
$500K 0.26%
6,745
– –
MXIM
108
DELISTED
Maxim Integrated Products
MXIM
$492K 0.25%
12,750
– –
VWO icon
109
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$490K 0.25%
13,700
-19,610
-59% -$718K
ETN icon
110
Eaton
ETN
$174B
$488K 0.25%
7,279
-800
-10% -$52.5K
AMGN icon
111
Amgen
AMGN
$222B
$475K 0.24%
3,250
-250
-7% -$37.6K
RDS.A
112
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$470K 0.24%
8,939
+4,073
+84% +$203K
EMR icon
113
Emerson Electric
EMR
$88.3B
$466K 0.24%
8,354
-92
-1% -$4.95K
LOW icon
114
Lowe's Companies
LOW
$125B
$454K 0.23%
6,377
+890
+16% +$63K
ABT icon
115
Abbott
ABT
$187B
$444K 0.23%
11,548
+150
+1% +$5.95K
MFIC icon
116
MidCap Financial Investment
MFIC
$804M
$427K 0.22%
24,267
-2,433
-9% -$43.6K
DVN icon
117
Devon Energy
DVN
$47.3B
$420K 0.21%
9,191
-90
-1% -$3.97K
HIG icon
118
Hartford Financial Services
HIG
$39.3B
$410K 0.21%
8,600
– –
ELV icon
119
Elevance Health
ELV
$85.5B
$409K 0.21%
2,845
– –
VTR icon
120
Ventas
VTR
$47.9B
$400K 0.2%
6,390
-500
-7% -$31.6K
COTY icon
121
Coty
COTY
$2.48B
$392K 0.2%
+21,369
New +$441K
UNP icon
122
Union Pacific
UNP
$174B
$390K 0.2%
3,766
– –
MO icon
123
Altria Group
MO
$114B
$389K 0.2%
5,757
-1,548
-21% -$99.7K
BF.A icon
124
Brown-Forman Class A
BF.A
$13.3B
$387K 0.2%
10,450
– –
BUD icon
125
AB InBev
BUD
$165B
$387K 0.2%
3,675
+275
+8% +$30.8K
3 4
5
6 7

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MPAM
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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.