We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$192M
AUM Growth
+$8.48M
Cap. Flow
+$3M
Cap. Flow %
1.56%
Top 10 Hldgs %
26.66%
Holding
195
New
13
Increased
44
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$899K
2
GE icon
GE Aerospace
GE
+$876K
3
T icon
AT&T
T
+$778K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$696K
5
TAP icon
Molson Coors Class B
TAP
+$602K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$875K
2
M icon
Macy's
M
+$607K
3
WMB icon
Williams Companies
WMB
+$540K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$471K
5
GM icon
General Motors
GM
+$335K

Sector Composition

Rank Sector Weight
1 Healthcare 25.8%
2 Financials 12.12%
3 Consumer Staples 11.31%
4 Communication Services 11.14%
5 Technology 10.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
101
Eaton
ETN
$174B
$531K 0.28%
8,079
-200
-2% -$12.9K
WDC icon
102
Western Digital
WDC
$150B
$510K 0.27%
+11,530
New +$434K
MXIM
103
DELISTED
Maxim Integrated Products
MXIM
$509K 0.26%
12,750
– –
WFC icon
104
Wells Fargo
WFC
$264B
$491K 0.26%
11,098
-1,000
-8% -$47.9K
VTR icon
105
Ventas
VTR
$47.9B
$487K 0.25%
6,890
– –
CAG icon
106
Conagra Brands
CAG
$7.23B
$485K 0.25%
13,229
+1,028
+8% +$36.9K
ABT icon
107
Abbott
ABT
$187B
$482K 0.25%
11,398
-280
-2% -$12K
EEM icon
108
iShares MSCI Emerging Markets ETF
EEM
$30B
$481K 0.25%
12,844
– –
MFIC icon
109
MidCap Financial Investment
MFIC
$804M
$464K 0.24%
26,700
-333
-1% -$5.84K
MO icon
110
Altria Group
MO
$114B
$462K 0.24%
7,305
– –
EMR icon
111
Emerson Electric
EMR
$88.3B
$460K 0.24%
8,446
– –
BUD icon
112
AB InBev
BUD
$165B
$447K 0.23%
3,400
– –
IBM icon
113
IBM
IBM
$224B
$446K 0.23%
2,935
-1,915
-39% -$291K
AXP icon
114
American Express
AXP
$230B
$432K 0.22%
6,745
– –
ADBE icon
115
Adobe
ADBE
$105B
$424K 0.22%
3,910
+700
+22% +$70.2K
CAVM
116
DELISTED
Cavium, Inc.
CAVM
$419K 0.22%
+7,200
New +$360K
BF.A icon
117
Brown-Forman Class A
BF.A
$13.3B
$416K 0.22%
10,450
– –
RCL icon
118
Royal Caribbean
RCL
$85.6B
$414K 0.22%
5,530
+1,200
+28% +$84.5K
BIDU icon
119
Baidu
BIDU
$37.2B
$410K 0.21%
2,250
– –
DVN icon
120
Devon Energy
DVN
$47.3B
$409K 0.21%
9,281
– –
PNC icon
121
PNC Financial Services
PNC
$101B
$409K 0.21%
4,538
-100
-2% -$8.58K
TDF
122
Templeton Dragon Fund
TDF
$280M
$399K 0.21%
22,650
-2,000
-8% -$36.1K
LOW icon
123
Lowe's Companies
LOW
$125B
$396K 0.21%
5,487
+200
+4% +$15.6K
TSM icon
124
TSMC
TSM
$2.18T
$391K 0.2%
12,785
+500
+4% +$14.3K
JBL icon
125
Jabil
JBL
$35.8B
$387K 0.2%
17,750
-1,000
-5% -$20.8K
3 4
5
6 7

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Regent Investment Management held 195 positions worth $192M, up 4.6% from $184M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2016 filing shows 13 new, 44 increased, 58 reduced and 9 closed positions. Its largest new stake was iShares China Large-Cap ETF: 24,530 shares worth $932K. The largest sale was EMC CORPORATION, an estimated $875K.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2016 buy was iShares China Large-Cap ETF: 24,530 shares worth $932K.
  • Regent Investment Management added most to GE Aerospace in Q3 2016, an estimated $876K increase.
  • Regent Investment Management's biggest Q3 2016 reduction was Macy's, cutting an estimated $607K.
  • Regent Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $875K.
  • Regent Investment Management's ten largest holdings make up 27% of its $192M portfolio in Q3 2016.
  • Regent Investment Management opened 13 new positions and closed 9 in Q3 2016.
  • Regent Investment Management's portfolio value rose 4.6% quarter-over-quarter to $192M.

Based on Regent Investment Management's 13F filing for Q3 2016, filed 18 Oct 2016.