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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.47%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$184M
AUM Growth
+$4.11M
Cap. Flow
+$3.43M
Cap. Flow %
1.87%
Top 10 Hldgs %
26.65%
Holding
191
New
9
Increased
49
Reduced
68
Closed
9

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.28M
2
HTZ
Hertz Global Holdings, Inc.
HTZ
+$788K
3
DAL icon
Delta Air Lines
DAL
+$772K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$684K
5
PG icon
Procter & Gamble
PG
+$596K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$915K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$782K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$675K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$481K
5
KMI icon
Kinder Morgan
KMI
+$413K

Sector Composition

Rank Sector Weight
1 Healthcare 27.92%
2 Financials 12.08%
3 Consumer Staples 12.06%
4 Communication Services 10.59%
5 Technology 9.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
101
Morgan Stanley
MS
$340B
$500K 0.27%
19,250
+1,000
+5% +$26.2K
ETN icon
102
Eaton
ETN
$174B
$495K 0.27%
8,279
– –
ETP
103
DELISTED
Energy Transfer Partners L.p.
ETP
$494K 0.27%
12,980
+300
+2% +$10.7K
LNC icon
104
Lincoln National
LNC
$8.81B
$477K 0.26%
12,300
– –
RDS.A
105
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$477K 0.26%
9,107
-843
-8% -$40.7K
EWZ icon
106
iShares MSCI Brazil ETF
EWZ
$8.95B
$471K 0.26%
15,600
-17,420
-53% -$481K
NSC icon
107
Norfolk Southern
NSC
$75.1B
$464K 0.25%
5,450
– –
ABT icon
108
Abbott
ABT
$187B
$459K 0.25%
11,678
+4,194
+56% +$167K
MXIM
109
DELISTED
Maxim Integrated Products
MXIM
$455K 0.25%
12,750
-150
-1% -$5.5K
CAG icon
110
Conagra Brands
CAG
$7.23B
$454K 0.25%
12,201
-1,285
-10% -$45.8K
BF.A icon
111
Brown-Forman Class A
BF.A
$13.3B
$452K 0.25%
10,450
– –
MFIC icon
112
MidCap Financial Investment
MFIC
$804M
$449K 0.24%
27,033
-334
-1% -$5.59K
BUD icon
113
AB InBev
BUD
$165B
$448K 0.24%
3,400
-425
-11% -$53.5K
EEM icon
114
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$441K 0.24%
12,844
– –
EMR icon
115
Emerson Electric
EMR
$88.3B
$441K 0.24%
+8,446
New +$449K
TDF
116
Templeton Dragon Fund
TDF
$280M
$427K 0.23%
24,650
-9,130
-27% -$155K
LOW icon
117
Lowe's Companies
LOW
$125B
$419K 0.23%
5,287
-520
-9% -$40.2K
KND
118
DELISTED
Kindred Healthcare
KND
$416K 0.23%
36,900
-32,600
-47% -$408K
AXP icon
119
American Express
AXP
$230B
$410K 0.22%
6,745
– –
CRTO icon
120
Criteo S.A. Ordinary Shares
CRTO
$923M
$404K 0.22%
8,800
+1,300
+17% +$56K
HIG icon
121
Hartford Financial Services
HIG
$39.3B
$382K 0.21%
8,600
– –
PNC icon
122
PNC Financial Services
PNC
$101B
$377K 0.2%
4,638
-150
-3% -$12.9K
ELV icon
123
Elevance Health
ELV
$85.5B
$374K 0.2%
2,845
– –
BIDU icon
124
Baidu
BIDU
$37.2B
$372K 0.2%
2,250
-200
-8% -$35.1K
SJM icon
125
J.M. Smucker
SJM
$12.8B
$371K 0.2%
2,434
– –
3 4
5
6 7

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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Regent Investment Management held 191 positions worth $184M, up 2.3% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q2 2016 filing shows 9 new, 49 increased, 68 reduced and 9 closed positions. Its largest new stake was Hertz Global Holdings, Inc.: 20,977 shares worth $202K. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $915K.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q2 2016 buy was Hertz Global Holdings, Inc.: 20,977 shares worth $202K.
  • Regent Investment Management added most to Meta Platforms (Facebook) in Q2 2016, an estimated $1.28M increase.
  • Regent Investment Management's biggest Q2 2016 reduction was Logan Ridge Finance Corp, cutting an estimated $675K.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q2 2016, selling an estimated $915K.
  • Regent Investment Management's ten largest holdings make up 27% of its $184M portfolio in Q2 2016.
  • Regent Investment Management opened 9 new positions and closed 9 in Q2 2016.
  • Regent Investment Management's portfolio value rose 2.3% quarter-over-quarter to $184M.

Based on Regent Investment Management's 13F filing for Q2 2016, filed 15 Jul 2016.