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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$180M
AUM Growth
-$7.25M
Cap. Flow
-$6.16M
Cap. Flow %
-3.42%
Top 10 Hldgs %
27.06%
Holding
191
New
10
Increased
42
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$851K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$723K
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$710K
4
CAH icon
Cardinal Health
CAH
+$455K
5
PFE icon
Pfizer
PFE
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.62M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.52M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$932K
4
UNP icon
Union Pacific
UNP
+$888K
5
M icon
Macy's
M
+$632K

Sector Composition

Rank Sector Weight
1 Healthcare 28.14%
2 Financials 12.28%
3 Consumer Staples 11.02%
4 Communication Services 10.13%
5 Technology 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
101
Ventas
VTR
$47.9B
$497K 0.28%
7,890
– –
CIEN icon
102
Ciena
CIEN
$58.4B
$488K 0.27%
25,633
-300
-1% -$5.54K
BF.B icon
103
Brown-Forman Class B
BF.B
$13.1B
$482K 0.27%
15,281
-188
-1% -$5.81K
LNC icon
104
Lincoln National
LNC
$8.81B
$482K 0.27%
12,300
+600
+5% +$23.4K
BUD icon
105
AB InBev
BUD
$165B
$477K 0.27%
3,825
-850
-18% -$101K
MXIM
106
DELISTED
Maxim Integrated Products
MXIM
$474K 0.26%
12,900
-200
-2% -$6.71K
BIDU icon
107
Baidu
BIDU
$37.2B
$468K 0.26%
2,450
+400
+20% +$68.1K
CAG icon
108
Conagra Brands
CAG
$7.23B
$468K 0.26%
13,486
-1,285
-9% -$41.7K
MO icon
109
Altria Group
MO
$114B
$458K 0.25%
7,305
– –
RDS.A
110
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$457K 0.25%
+9,950
New +$422K
MFIC icon
111
MidCap Financial Investment
MFIC
$804M
$456K 0.25%
27,367
-2,000
-7% -$30.9K
MS icon
112
Morgan Stanley
MS
$340B
$456K 0.25%
18,250
+4,400
+32% +$112K
NSC icon
113
Norfolk Southern
NSC
$75.1B
$454K 0.25%
5,450
-100
-2% -$7.56K
BF.A icon
114
Brown-Forman Class A
BF.A
$13.3B
$446K 0.25%
10,450
– –
EEM icon
115
iShares MSCI Emerging Markets ETF
EEM
$30B
$440K 0.24%
12,844
-3,375
-21% -$105K
LOW icon
116
Lowe's Companies
LOW
$125B
$440K 0.24%
5,807
-250
-4% -$17.6K
MCD icon
117
McDonald's
MCD
$195B
$436K 0.24%
3,468
-50
-1% -$5.97K
JBL icon
118
Jabil
JBL
$35.8B
$415K 0.23%
21,550
-600
-3% -$12.1K
AXP icon
119
American Express
AXP
$230B
$414K 0.23%
6,745
-566
-8% -$32.9K
KMI icon
120
Kinder Morgan
KMI
$68.7B
$413K 0.23%
23,098
-24,580
-52% -$402K
ETP
121
DELISTED
Energy Transfer Partners L.p.
ETP
$410K 0.23%
12,680
+300
+2% +$8.36K
PNC icon
122
PNC Financial Services
PNC
$101B
$405K 0.23%
4,788
-100
-2% -$8.52K
HIG icon
123
Hartford Financial Services
HIG
$39.3B
$396K 0.22%
8,600
– –
ELV icon
124
Elevance Health
ELV
$85.5B
$395K 0.22%
2,845
-300
-10% -$40.1K
GM icon
125
General Motors
GM
$76.8B
$372K 0.21%
11,850
+2,300
+24% +$69.2K
3 4
5
6 7

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Regent Investment Management held 191 positions worth $180M, down 3.9% from $187M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management withdrew a net $6.16M in Q1 2016, closing 9 positions and reducing 85 holdings. Its most notable exit was WisdomTree Japan Hedged Equity Fund, an estimated $1.52M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Regent Investment Management opened a new position in iShares Russell Mid-Cap Value ETF worth $915K.

  • Regent Investment Management's largest Q1 2016 buy was iShares Russell Mid-Cap Value ETF: 12,907 shares worth $915K.
  • Regent Investment Management added most to Cardinal Health in Q1 2016, an estimated $455K increase.
  • Regent Investment Management's biggest Q1 2016 reduction was McKesson, cutting an estimated $1.62M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2016, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $180M portfolio in Q1 2016.
  • Regent Investment Management opened 10 new positions and closed 9 in Q1 2016.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $180M.

Based on Regent Investment Management's 13F filing for Q1 2016, filed 20 Apr 2016.