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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$5.65M
Cap. Flow
-$1.53M
Cap. Flow %
-0.82%
Top 10 Hldgs %
27.35%
Holding
188
New
11
Increased
33
Reduced
85
Closed
7

Top Buys

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.61M
2
KND
Kindred Healthcare
KND
+$962K
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$943K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$370K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$356K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.52M
2
KMI icon
Kinder Morgan
KMI
+$828K
3
LRFC
Logan Ridge Finance Corp
LRFC
+$447K
4
M icon
Macy's
M
+$443K
5
VTRS icon
Viatris
VTRS
+$387K

Sector Composition

Rank Sector Weight
1 Healthcare 29.18%
2 Financials 12.52%
3 Consumer Staples 10.75%
4 Technology 9.42%
5 Communication Services 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
101
Target
TGT
$68B
$531K 0.28%
7,313
– –
QCOM icon
102
Qualcomm
QCOM
$176B
$529K 0.28%
10,587
-577
-5% -$30.8K
WFC icon
103
Wells Fargo
WFC
$264B
$526K 0.28%
9,678
– –
EEM icon
104
iShares MSCI Emerging Markets ETF
EEM
$30B
$522K 0.28%
16,219
-2,000
-11% -$68.6K
NWL icon
105
Newell Brands
NWL
$2.56B
$520K 0.28%
11,800
-200
-2% -$8.75K
JBL icon
106
Jabil
JBL
$35.8B
$516K 0.28%
22,150
-3,200
-13% -$76.1K
AXP icon
107
American Express
AXP
$230B
$508K 0.27%
7,311
– –
MXIM
108
DELISTED
Maxim Integrated Products
MXIM
$498K 0.27%
13,100
– –
BF.B icon
109
Brown-Forman Class B
BF.B
$13.1B
$491K 0.26%
15,469
+469
+3% +$15.6K
SWKS icon
110
Skyworks Solutions
SWKS
$10.6B
$489K 0.26%
6,370
+400
+7% +$32K
CAG icon
111
Conagra Brands
CAG
$7.23B
$485K 0.26%
14,771
– –
NSC icon
112
Norfolk Southern
NSC
$75.1B
$469K 0.25%
5,550
+700
+14% +$59.9K
PARA
113
DELISTED
Paramount Global Class B
PARA
$468K 0.25%
9,927
+875
+10% +$41.1K
PNC icon
114
PNC Financial Services
PNC
$101B
$466K 0.25%
4,888
-200
-4% -$18.6K
LOW icon
115
Lowe's Companies
LOW
$125B
$461K 0.25%
6,057
+115
+2% +$8.54K
BF.A icon
116
Brown-Forman Class A
BF.A
$13.3B
$460K 0.25%
10,450
-500
-5% -$22.8K
MFIC icon
117
MidCap Financial Investment
MFIC
$804M
$460K 0.25%
29,367
+2,967
+11% +$50.8K
SCHE icon
118
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$454K 0.24%
23,265
-450
-2% -$9.43K
VTR icon
119
Ventas
VTR
$47.9B
$445K 0.24%
7,890
-300
-4% -$16.3K
MS icon
120
Morgan Stanley
MS
$340B
$441K 0.24%
13,850
– –
ELV icon
121
Elevance Health
ELV
$85.5B
$439K 0.23%
3,145
– –
MO icon
122
Altria Group
MO
$114B
$425K 0.23%
7,305
– –
ETP
123
DELISTED
Energy Transfer Partners L.p.
ETP
$417K 0.22%
12,380
+5,527
+81% +$217K
MCD icon
124
McDonald's
MCD
$195B
$416K 0.22%
3,518
– –
NLY icon
125
Annaly Capital Management
NLY
$17.4B
$401K 0.21%
10,687
+1,625
+18% +$63.3K
3 4
5
6 7

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MPAM
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Regent Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Regent Investment Management held 188 positions worth $187M, up 3.1% from $181M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2015 filing shows 11 new, 33 increased, 85 reduced and 7 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $1.52M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q4 2015 buy was WisdomTree Japan Hedged Equity Fund: 30,290 shares worth $1.52M.
  • Regent Investment Management added most to Merck in Q4 2015, an estimated $354K increase.
  • Regent Investment Management's biggest Q4 2015 reduction was Kinder Morgan, cutting an estimated $828K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $187M portfolio in Q4 2015.
  • Regent Investment Management opened 11 new positions and closed 7 in Q4 2015.
  • Regent Investment Management's portfolio value rose 3.1% quarter-over-quarter to $187M.

Based on Regent Investment Management's 13F filing for Q4 2015, filed 14 Jan 2016.