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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
101
Skyworks Solutions
SWKS
$10.6B
$503K 0.28%
+5,970
New +$546K
AMGN icon
102
Amgen
AMGN
$222B
$498K 0.27%
3,600
+100
+3% +$15.8K
BUD icon
103
AB InBev
BUD
$165B
$497K 0.27%
4,675
-775
-14% -$90K
WFC icon
104
Wells Fargo
WFC
$264B
$497K 0.27%
9,678
– –
SCHE icon
105
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$480K 0.26%
23,715
+8,000
+51% +$175K
NWL icon
106
Newell Brands
NWL
$2.56B
$477K 0.26%
12,000
-500
-4% -$21K
LNC icon
107
Lincoln National
LNC
$8.81B
$475K 0.26%
10,000
+300
+3% +$16.1K
BF.A icon
108
Brown-Forman Class A
BF.A
$13.3B
$469K 0.26%
10,950
– –
CAG icon
109
Conagra Brands
CAG
$7.23B
$466K 0.26%
14,771
-1,285
-8% -$43.1K
BF.B icon
110
Brown-Forman Class B
BF.B
$13.1B
$465K 0.26%
15,000
+5,784
+63% +$188K
HSIC icon
111
Henry Schein
HSIC
$9.82B
$465K 0.26%
8,925
– –
BIDU icon
112
Baidu
BIDU
$37.2B
$460K 0.25%
+3,350
New +$552K
VTR icon
113
Ventas
VTR
$47.9B
$459K 0.25%
8,190
+1,894
+30% +$124K
PNC icon
114
PNC Financial Services
PNC
$101B
$454K 0.25%
5,088
+1,000
+24% +$94.1K
ELV icon
115
Elevance Health
ELV
$85.5B
$440K 0.24%
3,145
– –
MXIM
116
DELISTED
Maxim Integrated Products
MXIM
$438K 0.24%
13,100
– –
MS icon
117
Morgan Stanley
MS
$340B
$436K 0.24%
13,850
+300
+2% +$10.9K
MFIC icon
118
MidCap Financial Investment
MFIC
$804M
$434K 0.24%
26,400
-600
-2% -$11.9K
FLS icon
119
Flowserve
FLS
$10.2B
$416K 0.23%
10,101
– –
LOW icon
120
Lowe's Companies
LOW
$125B
$410K 0.23%
5,942
+200
+3% +$13.8K
DVN icon
121
Devon Energy
DVN
$47.3B
$402K 0.22%
10,836
– –
MO icon
122
Altria Group
MO
$114B
$397K 0.22%
7,305
– –
HIG icon
123
Hartford Financial Services
HIG
$39.3B
$394K 0.22%
8,600
– –
MA icon
124
Mastercard
MA
$493B
$392K 0.22%
4,345
-65
-1% -$6.11K
LLY icon
125
Eli Lilly
LLY
$1.06T
$379K 0.21%
4,528
+653
+17% +$55.1K
3 4
5
6 7

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.