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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
101
Newell Brands
NWL
$2.56B
$552K 0.28%
14,500
-500
-3% -$17.6K
WFC icon
102
Wells Fargo
WFC
$264B
$552K 0.28%
10,078
– –
VIAB
103
DELISTED
Viacom Inc. Class B
VIAB
$546K 0.28%
7,250
-2,525
-26% -$185K
MXIM
104
DELISTED
Maxim Integrated Products
MXIM
$545K 0.28%
17,100
– –
EFA icon
105
iShares MSCI EAFE ETF
EFA
$80.2B
$530K 0.27%
8,705
– –
ABBV icon
106
AbbVie
ABBV
$435B
$529K 0.27%
8,084
+300
+4% +$18.9K
XLV icon
107
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$528K 0.27%
+7,725
New +$517K
MS icon
108
Morgan Stanley
MS
$340B
$526K 0.27%
13,550
– –
LNC icon
109
Lincoln National
LNC
$8.81B
$525K 0.27%
9,100
– –
PFF icon
110
iShares Preferred and Income Securities ETF
PFF
$13.2B
$512K 0.26%
12,992
+3,000
+30% +$119K
HPQ icon
111
HP
HPQ
$27.5B
$511K 0.26%
28,020
-1,101
-4% -$18.5K
ON icon
112
ON Semiconductor
ON
$31.6B
$507K 0.26%
50,000
+200
+0.4% +$1.76K
MSFT icon
113
Microsoft
MSFT
$3.71T
$495K 0.25%
10,646
+1,200
+13% +$56.3K
HSIC icon
114
Henry Schein
HSIC
$9.82B
$477K 0.24%
8,925
– –
T icon
115
AT&T
T
$163B
$472K 0.24%
18,613
-3,992
-18% -$104K
LMRK
116
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$470K 0.24%
+27,788
New +$515K
VTR icon
117
Ventas
VTR
$47.9B
$448K 0.23%
5,473
– –
CAVM
118
DELISTED
Cavium, Inc.
CAVM
$433K 0.22%
7,000
+1,900
+37% +$101K
JBL icon
119
Jabil
JBL
$35.8B
$428K 0.22%
19,600
+3,000
+18% +$61K
DCP
120
DELISTED
DCP Midstream, LP
DCP
$418K 0.21%
9,195
+4,000
+77% +$200K
IYT icon
121
iShares US Transportation ETF
IYT
$2.28B
$415K 0.21%
+10,120
New +$398K
ABT icon
122
Abbott
ABT
$187B
$414K 0.21%
9,199
– –
SCHE icon
123
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$411K 0.21%
17,188
– –
MAA icon
124
Mid-America Apartment Communities
MAA
$15.7B
$409K 0.21%
5,475
+475
+10% +$33.9K
GM icon
125
General Motors
GM
$76.8B
$396K 0.2%
11,350
-9,350
-45% -$299K
3 4
5
6 7

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.