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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.96%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$203M
AUM Growth
+$13.7M
Cap. Flow
+$3.71M
Cap. Flow %
1.83%
Top 10 Hldgs %
23.06%
Holding
201
New
13
Increased
53
Reduced
58
Closed
4

Top Buys

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$1.41M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.37M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$944K
4
BKNG icon
Booking.com
BKNG
+$870K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$497K

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.6M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.38M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$971K
4
VOD icon
Vodafone
VOD
+$725K
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$487K

Sector Composition

Rank Sector Weight
1 Healthcare 23.35%
2 Energy 12.31%
3 Financials 11.65%
4 Consumer Staples 11.22%
5 Technology 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
101
Humana
HUM
$46.2B
$535K 0.26%
4,191
– –
XOP icon
102
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$531K 0.26%
+1,613
New +$496K
WFC icon
103
Wells Fargo
WFC
$264B
$530K 0.26%
10,078
-2,000
-17% -$101K
JBL icon
104
Jabil
JBL
$35.8B
$528K 0.26%
25,250
-1,600
-6% -$29.7K
XLE icon
105
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$526K 0.26%
+10,500
New +$497K
CIEN icon
106
Ciena
CIEN
$58.4B
$520K 0.26%
24,000
+1,175
+5% +$24.1K
KMB icon
107
Kimberly-Clark
KMB
$36.5B
$511K 0.25%
4,788
+417
+10% +$44.3K
TRV icon
108
Travelers Companies
TRV
$80.2B
$508K 0.25%
5,398
– –
BHI
109
DELISTED
Baker Hughes
BHI
$506K 0.25%
6,790
-300
-4% -$20.9K
MS icon
110
Morgan Stanley
MS
$340B
$496K 0.24%
+15,350
New +$473K
NWL icon
111
Newell Brands
NWL
$2.56B
$496K 0.24%
16,000
+500
+3% +$15K
PCL
112
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$495K 0.24%
10,974
-170
-2% -$7.4K
HPQ icon
113
HP
HPQ
$27.5B
$471K 0.23%
30,810
– –
LNC icon
114
Lincoln National
LNC
$8.81B
$468K 0.23%
9,100
– –
KRFT
115
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$466K 0.23%
7,770
+200
+3% +$11.6K
ON icon
116
ON Semiconductor
ON
$31.6B
$463K 0.23%
50,650
+11,950
+31% +$109K
FDX icon
117
FedEx
FDX
$75.4B
$454K 0.22%
3,001
+650
+28% +$90.8K
SCHE icon
118
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$447K 0.22%
17,188
– –
UL icon
119
Unilever
UL
$136B
$447K 0.22%
8,773
-4,089
-32% -$205K
BP icon
120
BP
BP
$107B
$440K 0.22%
10,203
– –
LAMR icon
121
Lamar Advertising Co
LAMR
$16.3B
$435K 0.21%
+8,200
New +$414K
OXY icon
122
Occidental Petroleum
OXY
$55.9B
$431K 0.21%
4,384
– –
ABBV icon
123
AbbVie
ABBV
$435B
$417K 0.21%
7,384
– –
NSM
124
DELISTED
Nationstar Mortgage Holdings
NSM
$417K 0.21%
11,500
+400
+4% +$13.3K
HSIC icon
125
Henry Schein
HSIC
$9.82B
$415K 0.2%
8,925
– –
3 4
5
6 7

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MPAM
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Regent Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, Regent Investment Management held 201 positions worth $203M, up 7.2% from $189M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management's Q2 2014 filing shows 13 new, 53 increased, 58 reduced and 4 closed positions. Its largest new stake was iShares MSCI Brazil ETF: 29,495 shares worth $1.41M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 23% a quarter earlier, followed by Energy and Financials.

  • Regent Investment Management's largest Q2 2014 buy was iShares MSCI Brazil ETF: 29,495 shares worth $1.41M.
  • Regent Investment Management added most to iShares Russell Mid-Cap Value ETF in Q2 2014, an estimated $1.37M increase.
  • Regent Investment Management's biggest Q2 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.6M.
  • Regent Investment Management fully exited Vodafone in Q2 2014, selling an estimated $725K.
  • Regent Investment Management's ten largest holdings make up 23% of its $203M portfolio in Q2 2014.
  • Regent Investment Management opened 13 new positions and closed 4 in Q2 2014.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $203M.

Based on Regent Investment Management's 13F filing for Q2 2014, filed 23 Jul 2014.