We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
101
iShares MSCI EAFE ETF
EFA
$80.2B
$546K 0.29%
8,130
-1,863
-19% -$123K
ETP
102
DELISTED
Energy Transfer Partners L.p.
ETP
$531K 0.28%
9,880
+2,170
+28% +$118K
T icon
103
AT&T
T
$163B
$525K 0.28%
19,831
-3,792
-16% -$95.2K
CIEN icon
104
Ciena
CIEN
$58.4B
$519K 0.27%
+22,825
New +$537K
VNQ icon
105
Vanguard Real Estate ETF
VNQ
$39.1B
$501K 0.26%
+7,100
New +$486K
APA icon
106
APA Corp
APA
$13.2B
$487K 0.26%
5,871
– –
IGV icon
107
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$487K 0.26%
+29,250
New +$491K
JBL icon
108
Jabil
JBL
$35.8B
$483K 0.26%
26,850
-2,400
-8% -$43.2K
HUM icon
109
Humana
HUM
$46.2B
$472K 0.25%
4,191
– –
PCL
110
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$468K 0.25%
11,144
– –
NWL icon
111
Newell Brands
NWL
$2.56B
$463K 0.24%
15,500
-300
-2% -$9.31K
KMB icon
112
Kimberly-Clark
KMB
$36.5B
$462K 0.24%
4,371
– –
LNC icon
113
Lincoln National
LNC
$8.81B
$461K 0.24%
9,100
– –
BHI
114
DELISTED
Baker Hughes
BHI
$461K 0.24%
7,090
-300
-4% -$17.7K
TRV icon
115
Travelers Companies
TRV
$80.2B
$459K 0.24%
5,398
– –
HPQ icon
116
HP
HPQ
$27.5B
$453K 0.24%
+30,810
New +$414K
AMGN icon
117
Amgen
AMGN
$222B
$432K 0.23%
3,500
– –
KRFT
118
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$425K 0.22%
7,570
+3,229
+74% +$175K
HSIC icon
119
Henry Schein
HSIC
$9.82B
$418K 0.22%
8,925
-1,403
-14% -$64.1K
SCHE icon
120
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$418K 0.22%
17,188
+200
+1% +$4.64K
NSC icon
121
Norfolk Southern
NSC
$75.1B
$408K 0.22%
4,200
+100
+2% +$9.28K
DE icon
122
Deere & Co
DE
$168B
$404K 0.21%
4,452
– –
BP icon
123
BP
BP
$107B
$401K 0.21%
10,203
-978
-9% -$38.6K
OXY icon
124
Occidental Petroleum
OXY
$55.9B
$400K 0.21%
4,384
– –
PNC icon
125
PNC Financial Services
PNC
$101B
$397K 0.21%
4,563
– –
3 4
5
6 7

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.