We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.6%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$178M
AUM Growth
+$26.9M
Cap. Flow
+$11.5M
Cap. Flow %
6.45%
Top 10 Hldgs %
22.13%
Holding
193
New
22
Increased
62
Reduced
60
Closed
8

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$1.25M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$963K
3
GILD icon
Gilead Sciences
GILD
+$730K
4
BMY icon
Bristol-Myers Squibb
BMY
+$727K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$701K

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$811K
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$574K
3
ETP
Energy Transfer Partners L.p.
ETP
+$500K
4
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$435K
5
TMO icon
Thermo Fisher Scientific
TMO
+$328K

Sector Composition

Rank Sector Weight
1 Healthcare 22.18%
2 Consumer Staples 12.41%
3 Financials 11.62%
4 Energy 11.6%
5 Technology 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
101
Home Depot
HD
$355B
$511K 0.29%
+6,200
New +$483K
JBL icon
102
Jabil
JBL
$35.8B
$510K 0.29%
29,250
-4,625
-14% -$93.8K
KRE icon
103
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$508K 0.29%
+12,500
New +$479K
APA icon
104
APA Corp
APA
$13.2B
$505K 0.28%
5,871
-500
-8% -$44.5K
NEE icon
105
NextEra Energy
NEE
$177B
$504K 0.28%
23,524
– –
TRV icon
106
Travelers Companies
TRV
$80.2B
$489K 0.27%
5,398
– –
WHR icon
107
Whirlpool
WHR
$2.82B
$486K 0.27%
3,100
+300
+11% +$44K
LNC icon
108
Lincoln National
LNC
$8.81B
$470K 0.26%
9,100
-900
-9% -$43.1K
HSIC icon
109
Henry Schein
HSIC
$9.82B
$463K 0.26%
10,328
– –
K
110
DELISTED
Kellanova
K
$460K 0.26%
8,014
+319
+4% +$18.4K
BP icon
111
BP
BP
$107B
$445K 0.25%
11,181
-585
-5% -$21.8K
ETP
112
DELISTED
Energy Transfer Partners L.p.
ETP
$441K 0.25%
7,710
-9,420
-55% -$500K
KMB icon
113
Kimberly-Clark
KMB
$36.5B
$438K 0.25%
4,371
-956
-18% -$95.4K
HUM icon
114
Humana
HUM
$46.2B
$433K 0.24%
4,191
– –
IWN icon
115
iShares Russell 2000 Value ETF
IWN
$14.6B
$422K 0.24%
4,237
-8,495
-67% -$811K
ABBV icon
116
AbbVie
ABBV
$435B
$419K 0.24%
7,934
-1,220
-13% -$60K
SCHE icon
117
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$418K 0.23%
16,988
+1,850
+12% +$46.5K
BHI
118
DELISTED
Baker Hughes
BHI
$408K 0.23%
7,390
– –
DE icon
119
Deere & Co
DE
$168B
$407K 0.23%
4,452
-1,550
-26% -$131K
AMGN icon
120
Amgen
AMGN
$222B
$399K 0.22%
3,500
– –
OXY icon
121
Occidental Petroleum
OXY
$55.9B
$399K 0.22%
4,384
– –
PFF icon
122
iShares Preferred and Income Securities ETF
PFF
$13.3B
$386K 0.22%
10,492
-1,417
-12% -$53.5K
NSC icon
123
Norfolk Southern
NSC
$75.1B
$381K 0.21%
4,100
– –
NSM
124
DELISTED
Nationstar Mortgage Holdings
NSM
$373K 0.21%
10,100
– –
ABT icon
125
Abbott
ABT
$187B
$371K 0.21%
9,684
-1,220
-11% -$45K
3 4
5
6 7

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Regent Investment Management held 193 positions worth $178M, up 18% from $151M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regent Investment Management deployed $11.5M of net new capital in Q4 2013, opening 22 new positions and adding to 62 existing holdings. Its largest new stake was iShares Russell 1000 Growth ETF: 46,936 shares worth $1.01M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $811K trimmed.

  • Regent Investment Management's largest Q4 2013 buy was iShares Russell 1000 Growth ETF: 46,936 shares worth $1.01M.
  • Regent Investment Management added most to JPMorgan Chase in Q4 2013, an estimated $1.25M increase.
  • Regent Investment Management's biggest Q4 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $811K.
  • Regent Investment Management fully exited State Street SPDR S&P Biotech ETF in Q4 2013, selling an estimated $574K.
  • Regent Investment Management's ten largest holdings make up 22% of its $178M portfolio in Q4 2013.
  • Regent Investment Management opened 22 new positions and closed 8 in Q4 2013.
  • Regent Investment Management's portfolio value rose 18% quarter-over-quarter to $178M.

Based on Regent Investment Management's 13F filing for Q4 2013, filed 22 Jan 2014.