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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+2.73%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$130M
AUM Growth
–
Cap. Flow
+$130M
Cap. Flow %
100.4%
Top 10 Hldgs %
22.38%
Holding
163
New
163
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$3.48M
2
CVS icon
CVS Health
CVS
+$3.38M
3
JNJ icon
Johnson & Johnson
JNJ
+$3.32M
4
WBA
Walgreens Boots Alliance
WBA
+$3.21M
5
CVX icon
Chevron
CVX
+$3.01M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Healthcare 21.54%
2 Energy 13.46%
3 Consumer Staples 12.67%
4 Financials 11.38%
5 Technology 9.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
101
BP
BP
$107B
$382K 0.29%
+11,181
New +$389K
NSM
102
DELISTED
Nationstar Mortgage Holdings
NSM
$378K 0.29%
+10,100
New +$393K
OXY icon
103
Occidental Petroleum
OXY
$55.9B
$375K 0.29%
+4,384
New +$370K
LNC icon
104
Lincoln National
LNC
$8.81B
$365K 0.28%
+10,000
New +$341K
MWE
105
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$363K 0.28%
+5,435
New +$350K
ABT icon
106
Abbott
ABT
$187B
$358K 0.28%
+10,260
New +$376K
HUM icon
107
Humana
HUM
$46.2B
$354K 0.27%
+4,191
New +$331K
CAM
108
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$343K 0.26%
+5,605
New +$349K
WM icon
109
Waste Management
WM
$91B
$342K 0.26%
+8,486
New +$343K
AMGN icon
110
Amgen
AMGN
$222B
$335K 0.26%
+3,400
New +$353K
MAA icon
111
Mid-America Apartment Communities
MAA
$15.7B
$332K 0.26%
+4,900
New +$337K
BHI
112
DELISTED
Baker Hughes
BHI
$327K 0.25%
+7,090
New +$324K
HIG icon
113
Hartford Financial Services
HIG
$39.3B
$322K 0.25%
+10,400
New +$300K
SU icon
114
Suncor Energy
SU
$70.3B
$319K 0.25%
+10,801
New +$325K
SJM icon
115
J.M. Smucker
SJM
$12.8B
$309K 0.24%
+2,994
New +$305K
EMC
116
DELISTED
EMC CORPORATION
EMC
$306K 0.24%
+12,950
New +$305K
BLX icon
117
Bladex Inc
BLX
$2.14B
$305K 0.24%
+13,600
New +$315K
SRCL
118
DELISTED
Stericycle Inc
SRCL
$293K 0.23%
+2,650
New +$288K
ABBV icon
119
AbbVie
ABBV
$435B
$290K 0.22%
+7,010
New +$307K
YONG
120
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$289K 0.22%
+53,975
New +$290K
LOW icon
121
Lowe's Companies
LOW
$125B
$286K 0.22%
+6,992
New +$281K
DIS icon
122
Walt Disney
DIS
$181B
$281K 0.22%
+4,450
New +$281K
RDS.A
123
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$281K 0.22%
+4,711
New +$291K
SCHE icon
124
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$277K 0.21%
+11,880
New +$296K
PCH
125
DELISTED
PotlatchDeltic
PCH
$275K 0.21%
+6,800
New +$312K
3 4
5
6 7

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Regent Investment Management, which disclosed 163 positions worth $130M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Farmers Capital Bank Corp: 172,202 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, followed by Energy and Consumer Staples.

  • Regent Investment Management's largest Q2 2013 buy was Farmers Capital Bank Corp: 172,202 shares worth $3.73M.
  • Regent Investment Management's ten largest holdings make up 22% of its $130M portfolio in Q2 2013.
  • Regent Investment Management disclosed 163 positions in Q2 2013, its first 13F filing on record.

Based on Regent Investment Management's 13F filing for Q2 2013, filed 15 Jul 2013.