We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-4.52%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$343M
AUM Growth
-$15.7M
Cap. Flow
+$5.36M
Cap. Flow %
1.56%
Top 10 Hldgs %
32.53%
Holding
203
New
9
Increased
56
Reduced
53
Closed
9

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$1.66M
2
BAC icon
Bank of America
BAC
+$940K
3
TECK icon
Teck Resources
TECK
+$670K
4
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$602K
5
PANW icon
Palo Alto Networks
PANW
+$554K

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$858K
2
FCX icon
Freeport-McMoran
FCX
+$808K
3
BABA icon
Alibaba
BABA
+$517K
4
VZ icon
Verizon
VZ
+$471K
5
WBA
Walgreens Boots Alliance
WBA
+$271K

Sector Composition

Rank Sector Weight
1 Technology 22.16%
2 Healthcare 21.99%
3 Financials 12.43%
4 Communication Services 9.91%
5 Consumer Staples 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
76
Booking.com
BKNG
$161B
$1.28M 0.37%
19,450
-3,275
-14% -$246K
SYK icon
77
Stryker
SYK
$133B
$1.28M 0.37%
6,300
– –
KMB icon
78
Kimberly-Clark
KMB
$36B
$1.27M 0.37%
11,245
-600
-5% -$78K
EMR icon
79
Emerson Electric
EMR
$90.9B
$1.26M 0.37%
17,197
– –
CAG icon
80
Conagra Brands
CAG
$7.13B
$1.25M 0.36%
38,322
-40
-0.1% -$1.37K
MET icon
81
MetLife
MET
$61.7B
$1.23M 0.36%
20,235
-180
-0.9% -$11.5K
WBA
82
DELISTED
Walgreens Boots Alliance
WBA
$1.21M 0.35%
38,494
-7,320
-16% -$271K
UL icon
83
Unilever
UL
$134B
$1.19M 0.35%
24,204
-4,311
-15% -$225K
ELV icon
84
Elevance Health
ELV
$84.7B
$1.14M 0.33%
2,515
– –
COP icon
85
ConocoPhillips
COP
$151B
$1.11M 0.32%
10,847
– –
TECK icon
86
Teck Resources
TECK
$32.5B
$1.09M 0.32%
35,812
+21,702
+154% +$670K
VWO icon
87
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$1.08M 0.32%
29,731
-2,000
-6% -$81.2K
USA icon
88
Liberty All-Star Equity Fund
USA
$1.87B
$1.06M 0.31%
192,500
+1,000
+0.5% +$6.46K
BDX icon
89
Becton Dickinson
BDX
$49.4B
$1.05M 0.31%
4,734
-100
-2% -$24.9K
UPS icon
90
United Parcel Service
UPS
$88.7B
$1.02M 0.3%
6,296
-50
-0.8% -$9.47K
UNP icon
91
Union Pacific
UNP
$173B
$1.01M 0.29%
5,171
– –
XIFR
92
XPLR Infrastructure LP
XIFR
$1.09B
$995K 0.29%
13,760
+50
+0.4% +$4K
XOM icon
93
ExxonMobil
XOM
$657B
$981K 0.29%
11,240
– –
FDX icon
94
FedEx
FDX
$76B
$976K 0.28%
6,574
+500
+8% +$106K
COR icon
95
Cencora
COR
$63.1B
$836K 0.24%
6,180
– –
PPLI
96
People Inc
PPLI
$2.99B
$825K 0.24%
18,157
-238
-1% -$13.4K
CB icon
97
Chubb
CB
$134B
$823K 0.24%
4,526
+30
+0.7% +$5.7K
BRX icon
98
Brixmor Property Group
BRX
$9.11B
$820K 0.24%
44,380
+8,000
+22% +$173K
COST icon
99
Costco
COST
$418B
$805K 0.23%
1,705
+80
+5% +$41.6K
NEE icon
100
NextEra Energy
NEE
$178B
$757K 0.22%
9,652
-200
-2% -$17K
2 3
4
5 6

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Regent Investment Management held 203 positions worth $343M, down 4.4% from $358M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management's Q3 2022 filing shows 9 new, 56 increased, 53 reduced and 9 closed positions. Its largest new stake was Sysco: 5,350 shares worth $378K. The largest sale was Citigroup, an estimated $858K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q3 2022 buy was Sysco: 5,350 shares worth $378K.
  • Regent Investment Management added most to Mastercard in Q3 2022, an estimated $1.66M increase.
  • Regent Investment Management's biggest Q3 2022 reduction was Citigroup, cutting an estimated $858K.
  • Regent Investment Management fully exited Alibaba in Q3 2022, selling an estimated $517K.
  • Regent Investment Management's ten largest holdings make up 33% of its $343M portfolio in Q3 2022.
  • Regent Investment Management opened 9 new positions and closed 9 in Q3 2022.
  • Regent Investment Management's portfolio value fell 4.4% quarter-over-quarter to $343M.

Based on Regent Investment Management's 13F filing for Q3 2022, filed 18 Oct 2022.