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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
76
Humana
HUM
$46.3B
$1.6M 0.35%
3,460
– –
BRK.B icon
77
Berkshire Hathaway Class B
BRK.B
$1.14T
$1.55M 0.34%
5,183
+50
+1% +$14.3K
AY
78
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.44M 0.31%
40,200
+1,600
+4% +$60K
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.44M 0.31%
29,056
– –
NRG icon
80
NRG Energy
NRG
$25B
$1.37M 0.3%
31,780
+2,435
+8% +$95.6K
UPS icon
81
United Parcel Service
UPS
$89.1B
$1.35M 0.29%
6,286
+211
+3% +$42.9K
CAG icon
82
Conagra Brands
CAG
$7.07B
$1.33M 0.29%
38,912
+410
+1% +$13.4K
AMAT icon
83
Applied Materials
AMAT
$415B
$1.32M 0.29%
8,410
-245
-3% -$35.5K
AEP icon
84
American Electric Power
AEP
$66.9B
$1.32M 0.29%
14,860
+3,775
+34% +$318K
LTHM
85
DELISTED
Livent Corporation
LTHM
$1.32M 0.29%
54,025
-800
-1% -$21.7K
BDX icon
86
Becton Dickinson
BDX
$48.9B
$1.31M 0.29%
5,334
-30
-0.6% -$7.19K
UNP icon
87
Union Pacific
UNP
$174B
$1.3M 0.28%
5,171
– –
MMM icon
88
3M
MMM
$93.9B
$1.3M 0.28%
8,756
+239
+3% +$35.6K
MET icon
89
MetLife
MET
$61.7B
$1.29M 0.28%
20,699
– –
KMI icon
90
Kinder Morgan
KMI
$69.9B
$1.28M 0.28%
80,600
+7,000
+10% +$116K
VFC icon
91
VF Corp
VFC
$5.86B
$1.27M 0.28%
17,300
– –
SJM icon
92
J.M. Smucker
SJM
$12.6B
$1.24M 0.27%
9,095
+400
+5% +$51K
VRSN icon
93
VeriSign
VRSN
$26.5B
$1.22M 0.27%
4,810
-350
-7% -$80.9K
LLY icon
94
Eli Lilly
LLY
$1.1T
$1.2M 0.26%
4,330
+150
+4% +$38K
CAH icon
95
Cardinal Health
CAH
$55.5B
$1.19M 0.26%
23,180
+6,250
+37% +$307K
ELV icon
96
Elevance Health
ELV
$86.2B
$1.17M 0.25%
2,515
– –
ADBE icon
97
Adobe
ADBE
$109B
$1.17M 0.25%
2,055
+75
+4% +$46.9K
INTC icon
98
Intel
INTC
$492B
$1.15M 0.25%
22,266
-265
-1% -$13.5K
BRX icon
99
Brixmor Property Group
BRX
$9.15B
$1.05M 0.23%
41,380
+5,100
+14% +$122K
TSM icon
100
TSMC
TSM
$2.17T
$1.02M 0.22%
8,517
– –
2 3
4
5 6

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.