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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AY
76
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.33M 0.32%
38,600
+7,800
+25% +$296K
CAG icon
77
Conagra Brands
CAG
$7.13B
$1.3M 0.31%
38,502
+460
+1% +$15.6K
BDX icon
78
Becton Dickinson
BDX
$48.8B
$1.29M 0.31%
5,364
-253
-5% -$62.1K
MET icon
79
MetLife
MET
$61.5B
$1.28M 0.31%
20,699
– –
LTHM
80
DELISTED
Livent Corporation
LTHM
$1.27M 0.3%
54,825
-3,800
-6% -$85.3K
MMM icon
81
3M
MMM
$94.5B
$1.25M 0.3%
8,517
– –
KMI icon
82
Kinder Morgan
KMI
$70.5B
$1.23M 0.29%
73,600
+500
+0.7% +$8.49K
INTC icon
83
Intel
INTC
$494B
$1.2M 0.29%
22,531
-25
-0.1% -$1.35K
NRG icon
84
NRG Energy
NRG
$25.5B
$1.2M 0.29%
29,345
+10,160
+53% +$432K
AXP icon
85
American Express
AXP
$231B
$1.18M 0.28%
7,011
– –
DGRO icon
86
iShares Core Dividend Growth ETF
DGRO
$43.7B
$1.17M 0.28%
23,357
+40
+0.2% +$2.07K
IVV icon
87
iShares Core S&P 500 ETF
IVV
$903B
$1.17M 0.28%
2,718
– –
VFC icon
88
VF Corp
VFC
$5.85B
$1.16M 0.28%
17,300
-1,600
-8% -$123K
ADBE icon
89
Adobe
ADBE
$106B
$1.14M 0.27%
1,980
– –
AMAT icon
90
Applied Materials
AMAT
$419B
$1.11M 0.27%
8,655
+275
+3% +$37.3K
ON icon
91
ON Semiconductor
ON
$31.7B
$1.11M 0.27%
24,283
+600
+3% +$25.6K
UPS icon
92
United Parcel Service
UPS
$88.4B
$1.11M 0.26%
6,075
+270
+5% +$53.3K
T icon
93
AT&T
T
$167B
$1.08M 0.26%
52,906
-2,212
-4% -$46.5K
VRSN icon
94
VeriSign
VRSN
$26.5B
$1.06M 0.25%
5,160
-85
-2% -$18.6K
SJM icon
95
J.M. Smucker
SJM
$12.7B
$1.04M 0.25%
8,695
-140
-2% -$17.8K
VALE icon
96
Vale
VALE
$62.1B
$1.04M 0.25%
74,350
+2,050
+3% +$40.2K
UNP icon
97
Union Pacific
UNP
$173B
$1.01M 0.24%
5,171
-792
-13% -$171K
PVH icon
98
PVH
PVH
$3.93B
$1M 0.24%
+9,735
New +$1.05M
LLY icon
99
Eli Lilly
LLY
$1.09T
$966K 0.23%
4,180
– –
WDC icon
100
Western Digital
WDC
$152B
$962K 0.23%
22,556
-40
-0.2% -$1.9K
2 3
4
5 6

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.