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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$397M
AUM Growth
+$36.6M
Cap. Flow
+$16.5M
Cap. Flow %
4.17%
Top 10 Hldgs %
35.47%
Holding
210
New
16
Increased
63
Reduced
63
Closed
6

Top Buys

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$9.07M
2
CVS icon
CVS Health
CVS
+$1.16M
3
VALE icon
Vale
VALE
+$939K
4
AMZN icon
Amazon
AMZN
+$878K
5
XYZ
Block Inc
XYZ
+$807K

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$1.08M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$838K
3
ANIP icon
ANI Pharmaceuticals
ANIP
+$589K
4
T icon
AT&T
T
+$556K
5
AAPL icon
Apple
AAPL
+$384K

Sector Composition

Rank Sector Weight
1 Technology 21.95%
2 Healthcare 18.53%
3 Communication Services 14%
4 Financials 12.9%
5 Consumer Staples 9.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
76
Becton Dickinson
BDX
$49.4B
$1.37M 0.34%
5,771
-162
-3% -$39.6K
MMM icon
77
3M
MMM
$94.3B
$1.34M 0.34%
8,337
– –
ALB icon
78
Albemarle
ALB
$15.2B
$1.33M 0.33%
9,090
+990
+12% +$159K
UNP icon
79
Union Pacific
UNP
$174B
$1.31M 0.33%
5,963
+335
+6% +$70.3K
MET icon
80
MetLife
MET
$61.8B
$1.29M 0.33%
21,244
– –
KMI icon
81
Kinder Morgan
KMI
$70.1B
$1.24M 0.31%
74,600
-1,000
-1% -$15.3K
KMB icon
82
Kimberly-Clark
KMB
$36B
$1.24M 0.31%
8,930
-315
-3% -$41.8K
VRSN icon
83
VeriSign
VRSN
$26.3B
$1.22M 0.31%
6,115
-275
-4% -$54K
WDC icon
84
Western Digital
WDC
$152B
$1.16M 0.29%
22,900
-4,961
-18% -$232K
AMAT icon
85
Applied Materials
AMAT
$417B
$1.12M 0.28%
8,380
-500
-6% -$55.1K
SJM icon
86
J.M. Smucker
SJM
$12.6B
$1.12M 0.28%
8,835
– –
TSM icon
87
TSMC
TSM
$2.19T
$1.06M 0.27%
8,942
– –
UPS icon
88
United Parcel Service
UPS
$88.8B
$1.01M 0.25%
5,940
+90
+2% +$14.6K
ON icon
89
ON Semiconductor
ON
$31.5B
$1M 0.25%
24,083
-1,180
-5% -$45.3K
AXP icon
90
American Express
AXP
$230B
$992K 0.25%
7,011
– –
LTHM
91
DELISTED
Livent Corporation
LTHM
$963K 0.24%
55,625
-3,500
-6% -$68.7K
NSC icon
92
Norfolk Southern
NSC
$75.2B
$955K 0.24%
3,557
-45
-1% -$11.4K
ADBE icon
93
Adobe
ADBE
$105B
$953K 0.24%
2,005
– –
VALE icon
94
Vale
VALE
$61.2B
$935K 0.24%
+53,800
New +$939K
APLS
95
DELISTED
Apellis Pharmaceuticals
APLS
$914K 0.23%
21,309
– –
ELV icon
96
Elevance Health
ELV
$84.3B
$903K 0.23%
2,515
– –
DEO icon
97
Diageo
DEO
$52.8B
$840K 0.21%
5,116
-184
-3% -$30.1K
PPL
98
PPL Corp
PPL
$26.6B
$822K 0.21%
28,485
+2,200
+8% +$61.6K
COR icon
99
Cencora
COR
$63.3B
$783K 0.2%
6,635
-1,500
-18% -$162K
XYZ
100
Block Inc
XYZ
$47.3B
$783K 0.2%
+3,448
New +$807K
2 3
4
5 6

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Regent Investment Management held 210 positions worth $397M, up 10% from $361M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management deployed $16.5M of net new capital in Q1 2021, opening 16 new positions and adding to 63 existing holdings. Its largest new stake was Vale: 53,800 shares worth $935K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Match Group, an estimated $1.08M trimmed.

  • Regent Investment Management's largest Q1 2021 buy was Vale: 53,800 shares worth $935K.
  • Regent Investment Management added most to Brown-Forman Class B in Q1 2021, an estimated $9.07M increase.
  • Regent Investment Management's biggest Q1 2021 reduction was Match Group, cutting an estimated $1.08M.
  • Regent Investment Management fully exited ANI Pharmaceuticals in Q1 2021, selling an estimated $589K.
  • Regent Investment Management's ten largest holdings make up 35% of its $397M portfolio in Q1 2021.
  • Regent Investment Management opened 16 new positions and closed 6 in Q1 2021.
  • Regent Investment Management's portfolio value rose 10% quarter-over-quarter to $397M.

Based on Regent Investment Management's 13F filing for Q1 2021, filed 20 Apr 2021.