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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+15.19%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$361M
AUM Growth
+$37.2M
Cap. Flow
-$4.9M
Cap. Flow %
-1.36%
Top 10 Hldgs %
35.54%
Holding
202
New
13
Increased
32
Reduced
103
Closed
8

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$1.35M
2
MOS icon
The Mosaic Company
MOS
+$702K
3
BABA icon
Alibaba
BABA
+$670K
4
TTWO icon
Take-Two Interactive
TTWO
+$512K
5
CAG icon
Conagra Brands
CAG
+$511K

Top Sells

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$972K
2
MTCH icon
Match Group
MTCH
+$757K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$642K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$642K
5
MCHI icon
iShares MSCI China ETF
MCHI
+$605K

Sector Composition

Rank Sector Weight
1 Technology 23.56%
2 Healthcare 18.74%
3 Communication Services 14.35%
4 Financials 12.21%
5 Consumer Discretionary 10.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLS
76
DELISTED
Apellis Pharmaceuticals
APLS
$1.22M 0.34%
21,309
– –
MMM icon
77
3M
MMM
$94.4B
$1.22M 0.34%
8,337
-120
-1% -$17K
ALB icon
78
Albemarle
ALB
$15.3B
$1.2M 0.33%
8,100
-1,415
-15% -$168K
MOS icon
79
The Mosaic Company
MOS
$7.43B
$1.18M 0.33%
51,350
+34,850
+211% +$702K
INTC icon
80
Intel
INTC
$491B
$1.18M 0.33%
23,656
-253
-1% -$12.4K
UNP icon
81
Union Pacific
UNP
$174B
$1.17M 0.33%
5,628
+40
+0.7% +$7.99K
WDC icon
82
Western Digital
WDC
$151B
$1.17M 0.32%
27,861
-6,900
-20% -$229K
LTHM
83
DELISTED
Livent Corporation
LTHM
$1.11M 0.31%
59,125
-11,000
-16% -$153K
HUM icon
84
Humana
HUM
$45B
$1.09M 0.3%
2,663
-255
-9% -$106K
KMI icon
85
Kinder Morgan
KMI
$70.3B
$1.03M 0.29%
75,600
+5,600
+8% +$75K
SJM icon
86
J.M. Smucker
SJM
$12.6B
$1.02M 0.28%
8,835
-730
-8% -$84.8K
ADBE icon
87
Adobe
ADBE
$105B
$1M 0.28%
2,005
-50
-2% -$24.2K
MET icon
88
MetLife
MET
$61.7B
$997K 0.28%
21,244
-1,000
-4% -$43.3K
UPS icon
89
United Parcel Service
UPS
$88.7B
$985K 0.27%
5,850
+55
+0.9% +$9.28K
TSM icon
90
TSMC
TSM
$2.18T
$975K 0.27%
8,942
– –
NSC icon
91
Norfolk Southern
NSC
$75.2B
$856K 0.24%
3,602
– –
AXP icon
92
American Express
AXP
$231B
$848K 0.24%
7,011
-100
-1% -$11.1K
DEO icon
93
Diageo
DEO
$52.7B
$842K 0.23%
5,300
-100
-2% -$14.9K
ON icon
94
ON Semiconductor
ON
$31.4B
$827K 0.23%
25,263
-1,750
-6% -$48.8K
ELV icon
95
Elevance Health
ELV
$84.7B
$808K 0.22%
2,515
– –
COR icon
96
Cencora
COR
$63.3B
$795K 0.22%
8,135
-140
-2% -$14K
AMAT icon
97
Applied Materials
AMAT
$416B
$766K 0.21%
8,880
-410
-4% -$30.3K
BUD icon
98
AB InBev
BUD
$159B
$755K 0.21%
10,801
-2,560
-19% -$162K
PPL
99
PPL Corp
PPL
$26.6B
$741K 0.21%
26,285
-2,275
-8% -$64.6K
TRV icon
100
Travelers Companies
TRV
$78.7B
$724K 0.2%
5,161
– –
2 3
4
5 6

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MPAM
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Regent Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Regent Investment Management held 202 positions worth $361M, up 11% from $323M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2020 filing shows 13 new, 32 increased, 103 reduced and 8 closed positions. Its largest new stake was Regency Centers: 10,800 shares worth $492K. The largest sale was WesBanco, an estimated $972K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2020 buy was Regency Centers: 10,800 shares worth $492K.
  • Regent Investment Management added most to Pfizer in Q4 2020, an estimated $1.35M increase.
  • Regent Investment Management's biggest Q4 2020 reduction was WesBanco, cutting an estimated $972K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q4 2020, selling an estimated $642K.
  • Regent Investment Management's ten largest holdings make up 36% of its $361M portfolio in Q4 2020.
  • Regent Investment Management opened 13 new positions and closed 8 in Q4 2020.
  • Regent Investment Management's portfolio value rose 11% quarter-over-quarter to $361M.

Based on Regent Investment Management's 13F filing for Q4 2020, filed 27 Jan 2021.