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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
76
Booking.com
BKNG
$161B
$1.1M 0.34%
16,125
+750
+5% +$52.7K
UNP icon
77
Union Pacific
UNP
$174B
$1.1M 0.34%
5,588
– –
ANIP icon
78
ANI Pharmaceuticals
ANIP
$1.72B
$1.04M 0.32%
36,979
-2,600
-7% -$77.4K
TSLA icon
79
Tesla
TSLA
$1.31T
$1.04M 0.32%
7,260
– –
ADBE icon
80
Adobe
ADBE
$105B
$1.01M 0.31%
2,055
– –
UPS icon
81
United Parcel Service
UPS
$88.8B
$966K 0.3%
5,795
+150
+3% +$21.8K
WDC icon
82
Western Digital
WDC
$151B
$960K 0.3%
34,761
-676
-2% -$20.1K
CAG icon
83
Conagra Brands
CAG
$7.14B
$914K 0.28%
25,602
+650
+3% +$23.8K
IWP icon
84
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$868K 0.27%
10,038
-540
-5% -$45.6K
KMI icon
85
Kinder Morgan
KMI
$70.3B
$863K 0.27%
70,000
-3,025
-4% -$42.2K
ALB icon
86
Albemarle
ALB
$15.3B
$849K 0.26%
9,515
-180
-2% -$15.9K
MET icon
87
MetLife
MET
$61.7B
$827K 0.26%
22,244
+1,545
+7% +$58.6K
COR icon
88
Cencora
COR
$63.2B
$802K 0.25%
8,275
-800
-9% -$79.5K
PPL
89
PPL Corp
PPL
$26.6B
$777K 0.24%
28,560
+500
+2% +$13.5K
NSC icon
90
Norfolk Southern
NSC
$75.2B
$771K 0.24%
3,602
-530
-13% -$106K
DEO icon
91
Diageo
DEO
$52.8B
$743K 0.23%
5,400
+650
+14% +$89.6K
TSM icon
92
TSMC
TSM
$2.18T
$725K 0.22%
8,942
-4,511
-34% -$343K
BUD icon
93
AB InBev
BUD
$159B
$720K 0.22%
13,361
-188
-1% -$10.4K
AXP icon
94
American Express
AXP
$231B
$713K 0.22%
7,111
+100
+1% +$9.84K
ELV icon
95
Elevance Health
ELV
$84.8B
$676K 0.21%
2,515
– –
ILMN icon
96
Illumina
ILMN
$29B
$648K 0.2%
2,154
– –
APLS
97
DELISTED
Apellis Pharmaceuticals
APLS
$643K 0.2%
21,309
– –
IWF icon
98
iShares Russell 1000 Growth ETF
IWF
$127B
$642K 0.2%
11,840
-920
-7% -$48.5K
LTHM
99
DELISTED
Livent Corporation
LTHM
$629K 0.19%
70,125
+2,700
+4% +$20.3K
NEE icon
100
NextEra Energy
NEE
$178B
$623K 0.19%
8,976
-264
-3% -$18.2K
2 3
4
5 6

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MPAM
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Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.