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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
76
Conagra Brands
CAG
$7.14B
$752K 0.31%
25,632
+8,557
+50% +$258K
NEE icon
77
NextEra Energy
NEE
$179B
$736K 0.3%
12,232
-1,800
-13% -$113K
DEO icon
78
Diageo
DEO
$52.8B
$686K 0.28%
5,400
– –
LLY icon
79
Eli Lilly
LLY
$1.08T
$685K 0.28%
4,933
-300
-6% -$41.2K
ADBE icon
80
Adobe
ADBE
$105B
$667K 0.27%
2,095
-125
-6% -$42.8K
BUD icon
81
AB InBev
BUD
$159B
$654K 0.27%
14,814
-600
-4% -$39.1K
USA icon
82
Liberty All-Star Equity Fund
USA
$1.87B
$653K 0.27%
135,000
– –
TSM icon
83
TSMC
TSM
$2.19T
$643K 0.26%
13,453
– –
PYPL icon
84
PayPal
PYPL
$50.5B
$641K 0.26%
6,690
+700
+12% +$77.3K
YUM icon
85
Yum! Brands
YUM
$39.5B
$615K 0.25%
8,970
– –
ALB icon
86
Albemarle
ALB
$15.3B
$606K 0.25%
10,755
-1,400
-12% -$107K
TRV icon
87
Travelers Companies
TRV
$78.3B
$589K 0.24%
5,929
-34
-0.6% -$4.23K
RTX icon
88
RTX Corp
RTX
$302B
$585K 0.24%
9,860
-381
-4% -$32.2K
PPL
89
PPL Corp
PPL
$26.5B
$584K 0.24%
23,675
-1,300
-5% -$41.9K
EMR icon
90
Emerson Electric
EMR
$91.7B
$582K 0.24%
12,207
– –
MET icon
91
MetLife
MET
$61.5B
$582K 0.24%
19,031
-1,500
-7% -$66.5K
CAH icon
92
Cardinal Health
CAH
$56.3B
$578K 0.24%
12,050
-1,700
-12% -$88.3K
ILMN icon
93
Illumina
ILMN
$29.1B
$572K 0.24%
2,154
– –
APLS
94
DELISTED
Apellis Pharmaceuticals
APLS
$571K 0.24%
21,309
– –
ELV icon
95
Elevance Health
ELV
$84.7B
$571K 0.24%
2,515
– –
VTRS icon
96
Viatris
VTRS
$18.7B
$569K 0.23%
38,175
-10,450
-21% -$200K
PM icon
97
Philip Morris
PM
$290B
$545K 0.22%
7,466
– –
GILD icon
98
Gilead Sciences
GILD
$168B
$530K 0.22%
7,095
-450
-6% -$31.1K
AXP icon
99
American Express
AXP
$230B
$514K 0.21%
6,000
– –
PANW icon
100
Palo Alto Networks
PANW
$313B
$496K 0.2%
18,150
-6,000
-25% -$209K
2 3
4
5 6

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MPAM
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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.