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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
76
Chubb
CB
$135B
$1.06M 0.33%
6,841
-123
-2% -$18.8K
PEP icon
77
PepsiCo
PEP
$190B
$1.06M 0.32%
7,741
– –
MET icon
78
MetLife
MET
$62.1B
$1.05M 0.32%
20,531
– –
UNP icon
79
Union Pacific
UNP
$174B
$1.01M 0.31%
5,588
-499
-8% -$85.4K
VTRS icon
80
Viatris
VTRS
$18.9B
$977K 0.3%
48,625
– –
RTX icon
81
RTX Corp
RTX
$301B
$965K 0.29%
10,241
-318
-3% -$28.8K
IWO icon
82
iShares Russell 2000 Growth ETF
IWO
$15B
$939K 0.29%
4,385
+3,135
+251% +$636K
MDLZ icon
83
Mondelez International
MDLZ
$79.9B
$932K 0.28%
16,909
+300
+2% +$16K
EMR icon
84
Emerson Electric
EMR
$88.3B
$931K 0.28%
12,207
– –
PANW icon
85
Palo Alto Networks
PANW
$297B
$931K 0.28%
24,150
-450
-2% -$17K
SJM icon
86
J.M. Smucker
SJM
$12.8B
$924K 0.28%
8,874
-2,605
-23% -$276K
USA icon
87
Liberty All-Star Equity Fund
USA
$1.85B
$914K 0.28%
135,000
-15,000
-10% -$98K
DEO icon
88
Diageo
DEO
$53.6B
$909K 0.28%
5,400
– –
ON icon
89
ON Semiconductor
ON
$31.6B
$907K 0.28%
37,198
-7,100
-16% -$150K
YUM icon
90
Yum! Brands
YUM
$41.1B
$904K 0.28%
8,970
+320
+4% +$33.1K
PPL
91
PPL Corp
PPL
$26.7B
$896K 0.27%
24,975
-4,000
-14% -$134K
COR icon
92
Cencora
COR
$61.2B
$895K 0.27%
10,530
-2,500
-19% -$214K
ALB icon
93
Albemarle
ALB
$15.5B
$888K 0.27%
12,155
-915
-7% -$61.1K
USB icon
94
US Bancorp
USB
$99.6B
$872K 0.27%
14,712
-268
-2% -$15.5K
ET icon
95
Energy Transfer Partners
ET
$69.3B
$850K 0.26%
66,268
-850
-1% -$10.5K
NEE icon
96
NextEra Energy
NEE
$177B
$849K 0.26%
14,032
-88
-0.6% -$5.14K
TRV icon
97
Travelers Companies
TRV
$80.2B
$817K 0.25%
5,963
– –
LTHM
98
DELISTED
Livent Corporation
LTHM
$816K 0.25%
95,425
-20,350
-18% -$156K
DXC icon
99
DXC Technology
DXC
$1.73B
$799K 0.24%
21,276
-14,963
-41% -$488K
TSM icon
100
TSMC
TSM
$2.18T
$782K 0.24%
13,453
– –
2 3
4
5 6

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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.