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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
76
ConocoPhillips
COP
$141B
$1.04M 0.34%
18,306
-1,300
-7% -$74K
MCK icon
77
McKesson
MCK
$101B
$1.04M 0.34%
7,610
-100
-1% -$14.2K
CAH icon
78
Cardinal Health
CAH
$55.4B
$1.03M 0.34%
21,800
-5,025
-19% -$229K
LOW icon
79
Lowe's Companies
LOW
$125B
$1.01M 0.33%
9,183
-3,007
-25% -$317K
UNP icon
80
Union Pacific
UNP
$174B
$986K 0.32%
6,087
– –
YUM icon
81
Yum! Brands
YUM
$41.1B
$981K 0.32%
8,650
-200
-2% -$22.9K
IWN icon
82
iShares Russell 2000 Value ETF
IWN
$14.6B
$972K 0.32%
8,141
+6,130
+305% +$724K
MET icon
83
MetLife
MET
$62.1B
$968K 0.32%
20,531
+200
+1% +$9.54K
VTRS icon
84
Viatris
VTRS
$18.9B
$962K 0.32%
48,625
-6,450
-12% -$126K
USA icon
85
Liberty All-Star Equity Fund
USA
$1.85B
$960K 0.31%
150,000
+4,500
+3% +$28.4K
HUM icon
86
Humana
HUM
$46.2B
$924K 0.3%
3,613
-115
-3% -$32.2K
MDLZ icon
87
Mondelez International
MDLZ
$79.9B
$919K 0.3%
16,609
-1,000
-6% -$54.7K
WHR icon
88
Whirlpool
WHR
$2.82B
$915K 0.3%
5,780
-1,255
-18% -$180K
PPL
89
PPL Corp
PPL
$26.7B
$912K 0.3%
28,975
+2,100
+8% +$63.5K
ALB icon
90
Albemarle
ALB
$15.5B
$909K 0.3%
13,070
+175
+1% +$11.9K
RTX icon
91
RTX Corp
RTX
$301B
$907K 0.3%
10,559
– –
BMY icon
92
Bristol-Myers Squibb
BMY
$132B
$890K 0.29%
17,552
-300
-2% -$14.1K
TRV icon
93
Travelers Companies
TRV
$80.2B
$887K 0.29%
5,963
-25
-0.4% -$3.72K
DEO icon
94
Diageo
DEO
$53.6B
$883K 0.29%
5,400
-500
-8% -$83.7K
ET icon
95
Energy Transfer Partners
ET
$69.3B
$878K 0.29%
67,118
+120
+0.2% +$1.67K
SCHW
96
Charles Schwab
SCHW
$187B
$867K 0.28%
20,725
-2,300
-10% -$92.8K
ON icon
97
ON Semiconductor
ON
$31.6B
$851K 0.28%
44,298
– –
PANW icon
98
Palo Alto Networks
PANW
$297B
$835K 0.27%
24,600
-2,100
-8% -$74.3K
USB icon
99
US Bancorp
USB
$99.6B
$829K 0.27%
14,980
-350
-2% -$18.9K
NEE icon
100
NextEra Energy
NEE
$177B
$822K 0.27%
14,120
– –
2 3
4
5 6

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.