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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+14.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$300M
AUM Growth
+$33.3M
Cap. Flow
-$1.29M
Cap. Flow %
-0.43%
Top 10 Hldgs %
26.5%
Holding
213
New
17
Increased
45
Reduced
107
Closed
6

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$892K
2
AVGO icon
Broadcom
AVGO
+$836K
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$722K
4
MSFT icon
Microsoft
MSFT
+$688K
5
VZ icon
Verizon
VZ
+$676K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$1.15M
2
WHR icon
Whirlpool
WHR
+$586K
3
ALB icon
Albemarle
ALB
+$446K
4
CMCSA icon
Comcast
CMCSA
+$437K
5
BKNG icon
Booking.com
BKNG
+$419K

Sector Composition

Rank Sector Weight
1 Healthcare 18.55%
2 Technology 16.88%
3 Financials 15.69%
4 Communication Services 12.11%
5 Consumer Discretionary 11.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
76
Palo Alto Networks
PANW
$309B
$1.08M 0.36%
26,700
-2,400
-8% -$89K
DHR icon
77
Danaher
DHR
$145B
$1.07M 0.36%
9,185
-564
-6% -$57.8K
ALB icon
78
Albemarle
ALB
$15.5B
$1.06M 0.35%
12,895
-5,455
-30% -$446K
CB icon
79
Chubb
CB
$135B
$1.05M 0.35%
7,494
– –
IWP icon
80
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.05M 0.35%
15,450
+11,250
+268% +$722K
PEP icon
81
PepsiCo
PEP
$189B
$1.03M 0.34%
8,423
-2,698
-24% -$307K
DEO icon
82
Diageo
DEO
$53.8B
$1.02M 0.34%
6,220
-142
-2% -$21.7K
HUM icon
83
Humana
HUM
$46.7B
$1.02M 0.34%
3,828
-302
-7% -$87K
UNP icon
84
Union Pacific
UNP
$174B
$1.02M 0.34%
6,087
-40
-0.7% -$6.44K
ET icon
85
Energy Transfer Partners
ET
$70.8B
$1.01M 0.34%
65,498
+8,448
+15% +$126K
RTX icon
86
RTX Corp
RTX
$305B
$1M 0.33%
12,347
+596
+5% +$45.3K
LMRK
87
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$978K 0.33%
57,657
-12,700
-18% -$185K
SCHW
88
Charles Schwab
SCHW
$189B
$972K 0.32%
22,725
-884
-4% -$39.9K
WHR icon
89
Whirlpool
WHR
$2.7B
$948K 0.32%
7,135
-4,435
-38% -$586K
ON icon
90
ON Semiconductor
ON
$31.6B
$911K 0.3%
44,298
-3,840
-8% -$79.2K
YUM icon
91
Yum! Brands
YUM
$40.3B
$903K 0.3%
9,050
– –
MDLZ icon
92
Mondelez International
MDLZ
$78.7B
$879K 0.29%
17,609
– –
BMY icon
93
Bristol-Myers Squibb
BMY
$132B
$852K 0.28%
17,852
-275
-2% -$13.7K
EMR icon
94
Emerson Electric
EMR
$88.5B
$836K 0.28%
12,207
– –
XOM icon
95
ExxonMobil
XOM
$655B
$835K 0.28%
10,331
-1,177
-10% -$89.7K
BDX icon
96
Becton Dickinson
BDX
$48.4B
$833K 0.28%
3,420
+179
+6% +$42.3K
USA icon
97
Liberty All-Star Equity Fund
USA
$1.86B
$828K 0.28%
135,500
+38,800
+40% +$229K
TRV icon
98
Travelers Companies
TRV
$79.2B
$821K 0.27%
5,988
-16
-0.3% -$2.05K
NEE icon
99
NextEra Energy
NEE
$176B
$798K 0.27%
16,504
-1,500
-8% -$68.6K
EWZ icon
100
iShares MSCI Brazil ETF
EWZ
$8.92B
$788K 0.26%
19,220
-430
-2% -$18.5K
2 3
4
5 6

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Regent Investment Management held 213 positions worth $300M, up 12% from $267M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q1 2019 filing shows 17 new, 45 increased, 107 reduced and 6 closed positions. Its largest new stake was Livent Corporation: 45,975 shares worth $565K. The largest sale was Meta Platforms (Facebook), an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 19% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q1 2019 buy was Livent Corporation: 45,975 shares worth $565K.
  • Regent Investment Management added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2019, an estimated $892K increase.
  • Regent Investment Management's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $1.15M.
  • Regent Investment Management fully exited Mid-America Apartment Communities in Q1 2019, selling an estimated $237K.
  • Regent Investment Management's ten largest holdings make up 27% of its $300M portfolio in Q1 2019.
  • Regent Investment Management opened 17 new positions and closed 6 in Q1 2019.
  • Regent Investment Management's portfolio value rose 12% quarter-over-quarter to $300M.

Based on Regent Investment Management's 13F filing for Q1 2019, filed 22 Apr 2019.