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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZNP
76
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.03M 0.38%
52,490
+8,000
+18% +$157K
SYK icon
77
Stryker
SYK
$130B
$991K 0.37%
6,321
– –
SCHW
78
Charles Schwab
SCHW
$187B
$980K 0.37%
23,609
-150
-0.6% -$6.79K
CB icon
79
Chubb
CB
$135B
$968K 0.36%
7,494
+246
+3% +$31.8K
BMY icon
80
Bristol-Myers Squibb
BMY
$132B
$943K 0.35%
18,127
– –
BUD icon
81
AB InBev
BUD
$165B
$930K 0.35%
14,134
-1,017
-7% -$77.8K
ILMN icon
82
Illumina
ILMN
$28.4B
$918K 0.34%
3,146
-375
-11% -$116K
PANW icon
83
Palo Alto Networks
PANW
$297B
$913K 0.34%
29,100
– –
DEO icon
84
Diageo
DEO
$53.6B
$902K 0.34%
6,362
– –
DHR icon
85
Danaher
DHR
$144B
$891K 0.33%
9,749
– –
UNP icon
86
Union Pacific
UNP
$174B
$847K 0.32%
6,127
+2,235
+57% +$331K
YUM icon
87
Yum! Brands
YUM
$41.1B
$832K 0.31%
9,050
– –
LMRK
88
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$811K 0.3%
70,357
-25,600
-27% -$344K
ENB icon
89
Enbridge
ENB
$112B
$802K 0.3%
25,801
-5,219
-17% -$168K
ON icon
90
ON Semiconductor
ON
$31.6B
$795K 0.3%
48,138
-3,050
-6% -$52.7K
RTX icon
91
RTX Corp
RTX
$301B
$787K 0.29%
11,751
+382
+3% +$30K
XOM icon
92
ExxonMobil
XOM
$634B
$785K 0.29%
11,508
– –
NEE icon
93
NextEra Energy
NEE
$177B
$783K 0.29%
18,004
-1,000
-5% -$43.7K
ET icon
94
Energy Transfer Partners
ET
$69.3B
$753K 0.28%
+57,050
New +$866K
EWZ icon
95
iShares MSCI Brazil ETF
EWZ
$8.95B
$751K 0.28%
+19,650
New +$761K
GILD icon
96
Gilead Sciences
GILD
$165B
$744K 0.28%
11,900
-320
-3% -$22.4K
EMR icon
97
Emerson Electric
EMR
$88.3B
$729K 0.27%
12,207
– –
MET icon
98
MetLife
MET
$62.1B
$722K 0.27%
17,591
– –
TRV icon
99
Travelers Companies
TRV
$80.2B
$719K 0.27%
6,004
+45
+0.8% +$5.63K
PSX icon
100
Phillips 66
PSX
$81.4B
$715K 0.27%
8,295
– –
2 3
4
5 6

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MPAM
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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.