We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
PepsiCo
PEP
$188B
$1.23M 0.38%
10,971
– –
SCHW
77
Charles Schwab
SCHW
$188B
$1.17M 0.37%
23,759
-924
-4% -$47.2K
BMY icon
78
Bristol-Myers Squibb
BMY
$131B
$1.13M 0.35%
18,127
– –
SYK icon
79
Stryker
SYK
$129B
$1.12M 0.35%
6,321
– –
PANW icon
80
Palo Alto Networks
PANW
$305B
$1.09M 0.34%
29,100
– –
ESRX
81
DELISTED
Express Scripts Holding Company
ESRX
$1.08M 0.34%
11,342
– –
IWP icon
82
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.06M 0.33%
15,580
+10,430
+203% +$693K
ETP
83
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.04M 0.33%
46,668
+1,300
+3% +$28.2K
IWF icon
84
iShares Russell 1000 Growth ETF
IWF
$128B
$1.02M 0.32%
+26,140
New +$990K
ENB icon
85
Enbridge
ENB
$112B
$1M 0.31%
31,020
+8
+0% +$279
RTX icon
86
RTX Corp
RTX
$303B
$1M 0.31%
11,369
-318
-3% -$26.7K
KHC icon
87
Kraft Heinz
KHC
$29.9B
$998K 0.31%
18,100
+2,266
+14% +$135K
XOM icon
88
ExxonMobil
XOM
$653B
$978K 0.31%
11,508
– –
CB icon
89
Chubb
CB
$135B
$969K 0.3%
7,248
– –
GILD icon
90
Gilead Sciences
GILD
$164B
$944K 0.3%
12,220
– –
ON icon
91
ON Semiconductor
ON
$31.6B
$943K 0.3%
51,188
+5,675
+12% +$121K
DHR icon
92
Danaher
DHR
$144B
$939K 0.29%
9,749
-564
-5% -$51.4K
EMR icon
93
Emerson Electric
EMR
$88.1B
$935K 0.29%
12,207
– –
PSX icon
94
Phillips 66
PSX
$84B
$935K 0.29%
8,295
-400
-5% -$46.2K
MRVL icon
95
Marvell Technology
MRVL
$197B
$902K 0.28%
+46,711
New +$960K
DEO icon
96
Diageo
DEO
$53.6B
$901K 0.28%
6,362
-400
-6% -$57.4K
HZNP
97
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$871K 0.27%
44,490
+7,400
+20% +$141K
TSM icon
98
TSMC
TSM
$2.18T
$870K 0.27%
19,710
+7,425
+60% +$308K
PRSP
99
DELISTED
Perspecta Inc. Common Stock
PRSP
$828K 0.26%
32,201
-9,335
-22% -$218K
YUM icon
100
Yum! Brands
YUM
$40.4B
$823K 0.26%
9,050
– –
2 3
4
5 6

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.