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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
76
Walt Disney
DIS
$181B
$1.22M 0.4%
11,320
-2,035
-15% -$210K
COP icon
77
ConocoPhillips
COP
$141B
$1.17M 0.38%
21,337
– –
DEO icon
78
Diageo
DEO
$53.6B
$1.14M 0.37%
7,812
-200
-2% -$27.6K
AMP icon
79
Ameriprise Financial
AMP
$48.8B
$1.13M 0.37%
6,663
-200
-3% -$32K
PANW icon
80
Palo Alto Networks
PANW
$297B
$1.1M 0.36%
45,600
– –
KMB icon
81
Kimberly-Clark
KMB
$36.5B
$1.09M 0.36%
9,063
-425
-4% -$49.6K
IWO icon
82
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.05M 0.35%
5,645
+3,970
+237% +$725K
FXI icon
83
iShares China Large-Cap ETF
FXI
$4.31B
$1.04M 0.34%
22,550
-150
-0.7% -$6.92K
ADP icon
84
Automatic Data Processing
ADP
$108B
$1.03M 0.34%
8,777
-602
-6% -$68.8K
PSX icon
85
Phillips 66
PSX
$81.4B
$1.01M 0.33%
9,970
– –
GIS icon
86
General Mills
GIS
$19.7B
$1.01M 0.33%
16,980
-100
-0.6% -$5.41K
FISV
87
Fiserv Inc
FISV
$27.9B
$994K 0.33%
15,164
-2,300
-13% -$149K
MET icon
88
MetLife
MET
$62.1B
$985K 0.32%
19,481
-700
-3% -$36.9K
SYK icon
89
Stryker
SYK
$130B
$975K 0.32%
6,300
– –
PEP icon
90
PepsiCo
PEP
$190B
$974K 0.32%
8,121
+112
+1% +$12.8K
DXJ icon
91
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$967K 0.32%
+16,300
New +$940K
RTX icon
92
RTX Corp
RTX
$301B
$938K 0.31%
11,687
– –
ESRX
93
DELISTED
Express Scripts Holding Company
ESRX
$934K 0.31%
12,510
– –
RIO icon
94
Rio Tinto
RIO
$164B
$933K 0.31%
17,625
-2,200
-11% -$107K
YUM icon
95
Yum! Brands
YUM
$41.1B
$922K 0.3%
11,300
– –
XOM icon
96
ExxonMobil
XOM
$634B
$918K 0.3%
10,970
-20
-0.2% -$1.65K
CHTR icon
97
Charter Communications
CHTR
$18.2B
$911K 0.3%
2,712
-355
-12% -$121K
AIG icon
98
American International
AIG
$41.3B
$890K 0.29%
14,940
-7,335
-33% -$451K
GE icon
99
GE Aerospace
GE
$384B
$887K 0.29%
10,604
-10,850
-51% -$1.04M
NWL icon
100
Newell Brands
NWL
$2.56B
$871K 0.29%
28,175
+2,850
+11% +$98.3K
2 3
4
5 6

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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.