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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
76
AbbVie
ABBV
$435B
$1.15M 0.39%
12,958
-400
-3% -$30.4K
DAL icon
77
Delta Air Lines
DAL
$60.1B
$1.15M 0.39%
23,812
+6,860
+40% +$342K
FISV
78
Fiserv Inc
FISV
$27.9B
$1.13M 0.38%
17,464
-3,000
-15% -$186K
KMB icon
79
Kimberly-Clark
KMB
$36.5B
$1.12M 0.38%
9,488
-90
-0.9% -$11K
CHTR icon
80
Charter Communications
CHTR
$18.2B
$1.11M 0.38%
3,067
-4,131
-57% -$1.54M
PANW icon
81
Palo Alto Networks
PANW
$297B
$1.09M 0.37%
45,600
-22,458
-33% -$511K
NWL icon
82
Newell Brands
NWL
$2.56B
$1.08M 0.36%
25,325
+5,650
+29% +$276K
MDLZ icon
83
Mondelez International
MDLZ
$79.9B
$1.08M 0.36%
26,559
-7,169
-21% -$304K
COP icon
84
ConocoPhillips
COP
$141B
$1.07M 0.36%
21,337
-31
-0.1% -$1.39K
DEO icon
85
Diageo
DEO
$53.6B
$1.06M 0.36%
8,012
-142
-2% -$18.3K
MET icon
86
MetLife
MET
$62.1B
$1.05M 0.35%
20,181
-2,855
-12% -$139K
BMY icon
87
Bristol-Myers Squibb
BMY
$132B
$1.03M 0.35%
16,227
– –
ADP icon
88
Automatic Data Processing
ADP
$108B
$1.02M 0.35%
9,379
– –
AMP icon
89
Ameriprise Financial
AMP
$48.8B
$1.02M 0.34%
6,863
-300
-4% -$41.9K
FXI icon
90
iShares China Large-Cap ETF
FXI
$4.31B
$1M 0.34%
+22,700
New +$973K
VGK icon
91
Vanguard FTSE Europe ETF
VGK
$31.4B
$976K 0.33%
+16,740
New +$950K
RIO icon
92
Rio Tinto
RIO
$164B
$936K 0.32%
19,825
-2,600
-12% -$121K
PSX icon
93
Phillips 66
PSX
$81.4B
$913K 0.31%
9,970
-15
-0.2% -$1.27K
XOM icon
94
ExxonMobil
XOM
$634B
$901K 0.3%
10,990
– –
SYK icon
95
Stryker
SYK
$130B
$895K 0.3%
6,300
-734
-10% -$105K
PEP icon
96
PepsiCo
PEP
$190B
$892K 0.3%
8,009
– –
GIS icon
97
General Mills
GIS
$19.7B
$884K 0.3%
17,080
-60
-0.4% -$3.29K
SLB icon
98
SLB Ltd
SLB
$75B
$873K 0.29%
12,513
– –
RTX icon
99
RTX Corp
RTX
$301B
$854K 0.29%
11,687
– –
USB icon
100
US Bancorp
USB
$99.6B
$854K 0.29%
15,937
– –
2 3
4
5 6

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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.