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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$284M
AUM Growth
+$19.3M
Cap. Flow
+$12.8M
Cap. Flow %
4.5%
Top 10 Hldgs %
24.95%
Holding
216
New
13
Increased
60
Reduced
74
Closed
5

Top Buys

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$5.57M
2
BF.B icon
Brown-Forman Class B
BF.B
+$3.41M
3
CAVM
Cavium, Inc.
CAVM
+$1.99M
4
MS icon
Morgan Stanley
MS
+$1.12M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.04M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$4.05M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.04M
3
PYPL icon
PayPal
PYPL
+$1.45M
4
ETP
Energy Transfer Partners L.p.
ETP
+$1.1M
5
CHTR icon
Charter Communications
CHTR
+$1.03M

Sector Composition

Rank Sector Weight
1 Healthcare 19.83%
2 Financials 15.83%
3 Technology 14.44%
4 Communication Services 12.6%
5 Consumer Discretionary 10.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
76
Newell Brands
NWL
$2.56B
$1.05M 0.37%
19,675
+840
+4% +$42.6K
MCO icon
77
Moody's
MCO
$81.9B
$983K 0.35%
8,078
-1,847
-19% -$216K
DEO icon
78
Diageo
DEO
$51.6B
$977K 0.34%
8,154
-1,230
-13% -$146K
SYK icon
79
Stryker
SYK
$129B
$976K 0.34%
7,034
+228
+3% +$31.3K
ABBV icon
80
AbbVie
ABBV
$431B
$969K 0.34%
13,358
+914
+7% +$61.4K
ADP icon
81
Automatic Data Processing
ADP
$109B
$961K 0.34%
9,379
+6,102
+186% +$618K
ON icon
82
ON Semiconductor
ON
$18.6B
$953K 0.34%
67,890
+2,000
+3% +$30.1K
GIS icon
83
General Mills
GIS
$19.3B
$950K 0.33%
17,140
-140
-0.8% -$7.99K
RIO icon
84
Rio Tinto
RIO
$162B
$949K 0.33%
22,425
-2,100
-9% -$84.2K
COP icon
85
ConocoPhillips
COP
$142B
$939K 0.33%
21,368
-120
-0.6% -$5.6K
HEDJ icon
86
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$934K 0.33%
29,960
+5,000
+20% +$162K
PEP icon
87
PepsiCo
PEP
$189B
$925K 0.33%
8,009
-80
-1% -$9.18K
AMP icon
88
Ameriprise Financial
AMP
$49.5B
$912K 0.32%
7,163
+100
+1% +$12.7K
DAL icon
89
Delta Air Lines
DAL
$60.5B
$911K 0.32%
16,952
+590
+4% +$28.9K
BMY icon
90
Bristol-Myers Squibb
BMY
$131B
$904K 0.32%
16,227
-3,505
-18% -$191K
ETP
91
DELISTED
Energy Transfer Partners, L.P.
ETP
$903K 0.32%
+44,260
New +$987K
RTX icon
92
RTX Corp
RTX
$301B
$898K 0.32%
11,687
-159
-1% -$11.9K
LH icon
93
Labcorp
LH
$25.6B
$889K 0.31%
6,715
+4,656
+226% +$570K
XOM icon
94
ExxonMobil
XOM
$642B
$887K 0.31%
10,990
– –
MU icon
95
Micron Technology
MU
$996B
$853K 0.3%
28,575
+19,575
+218% +$573K
KR icon
96
Kroger
KR
$35.1B
$838K 0.29%
35,916
-4,064
-10% -$115K
PM icon
97
Philip Morris
PM
$293B
$835K 0.29%
7,111
– –
YUM icon
98
Yum! Brands
YUM
$41.6B
$833K 0.29%
11,300
-250
-2% -$17.4K
USB icon
99
US Bancorp
USB
$99.4B
$827K 0.29%
15,937
– –
PSX icon
100
Phillips 66
PSX
$82.4B
$826K 0.29%
9,985
-10
-0.1% -$785
2 3
4
5 6

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YWP
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BC
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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Regent Investment Management held 216 positions worth $284M, up 7.3% from $265M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $12.8M of net new capital in Q2 2017, opening 13 new positions and adding to 60 existing holdings. Its largest new stake was DXC Technology: 83,918 shares worth $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 21% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Express Scripts Holding Company, an estimated $2.04M trimmed.

  • Regent Investment Management's largest Q2 2017 buy was DXC Technology: 83,918 shares worth $5.57M.
  • Regent Investment Management added most to Brown-Forman Class B in Q2 2017, an estimated $3.41M increase.
  • Regent Investment Management's biggest Q2 2017 reduction was Express Scripts Holding Company, cutting an estimated $2.04M.
  • Regent Investment Management fully exited Computer Sciences in Q2 2017, selling an estimated $4.05M.
  • Regent Investment Management's ten largest holdings make up 25% of its $284M portfolio in Q2 2017.
  • Regent Investment Management opened 13 new positions and closed 5 in Q2 2017.
  • Regent Investment Management's portfolio value rose 7.3% quarter-over-quarter to $284M.

Based on Regent Investment Management's 13F filing for Q2 2017, filed 17 Jul 2017.