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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
63
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
76
Diageo
DEO
$53.6B
$1.08M 0.41%
9,384
-5,115
-35% -$574K
MET icon
77
MetLife
MET
$62.1B
$1.08M 0.41%
23,036
-561
-2% -$26.7K
BMY icon
78
Bristol-Myers Squibb
BMY
$132B
$1.07M 0.41%
19,732
-1,550
-7% -$85K
COP icon
79
ConocoPhillips
COP
$141B
$1.07M 0.4%
21,488
– –
ON icon
80
ON Semiconductor
ON
$31.6B
$1.02M 0.39%
65,890
-2,000
-3% -$29K
GIS icon
81
General Mills
GIS
$19.7B
$1.02M 0.39%
17,280
-2,305
-12% -$141K
VTRS icon
82
Viatris
VTRS
$18.9B
$1.01M 0.38%
25,970
-13,245
-34% -$534K
RIO icon
83
Rio Tinto
RIO
$164B
$998K 0.38%
+24,525
New +$1.04M
SLB icon
84
SLB Ltd
SLB
$75B
$997K 0.38%
12,763
-119
-0.9% -$9.73K
PPLI
85
People Inc
PPLI
$3.1B
$992K 0.37%
+75,286
New +$979K
EWZ icon
86
iShares MSCI Brazil ETF
EWZ
$8.95B
$957K 0.36%
+25,535
New +$954K
AMP icon
87
Ameriprise Financial
AMP
$48.8B
$916K 0.35%
7,063
+300
+4% +$37.1K
PEP icon
88
PepsiCo
PEP
$190B
$905K 0.34%
8,089
+2,295
+40% +$246K
XOM icon
89
ExxonMobil
XOM
$634B
$901K 0.34%
10,990
-75
-0.7% -$6.27K
SYK icon
90
Stryker
SYK
$130B
$896K 0.34%
6,806
– –
NWL icon
91
Newell Brands
NWL
$2.56B
$888K 0.34%
18,835
+3,775
+25% +$179K
CAH icon
92
Cardinal Health
CAH
$55.4B
$846K 0.32%
10,377
-243
-2% -$19.1K
HPE icon
93
Hewlett Packard
HPE
$70.5B
$842K 0.32%
61,111
-1,015
-2% -$13.6K
RTX icon
94
RTX Corp
RTX
$301B
$837K 0.32%
11,846
-953
-7% -$66.9K
USB icon
95
US Bancorp
USB
$99.6B
$821K 0.31%
15,937
-200
-1% -$10.7K
WFC icon
96
Wells Fargo
WFC
$264B
$817K 0.31%
14,678
+3,580
+32% +$203K
ABBV icon
97
AbbVie
ABBV
$435B
$810K 0.31%
12,444
-679
-5% -$42.7K
PM icon
98
Philip Morris
PM
$295B
$803K 0.3%
7,111
– –
PSX icon
99
Phillips 66
PSX
$81.4B
$792K 0.3%
9,995
– –
BF.B icon
100
Brown-Forman Class B
BF.B
$13.1B
$790K 0.3%
26,731
+5,875
+28% +$175K
2 3
4
5 6

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MPAM
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Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.