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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
76
Stryker
SYK
$130B
$815K 0.42%
6,806
– –
ORCL icon
77
Oracle
ORCL
$423B
$809K 0.41%
21,028
-5,048
-19% -$197K
CAH icon
78
Cardinal Health
CAH
$55.4B
$764K 0.39%
10,620
-3,955
-27% -$286K
AMP icon
79
Ameriprise Financial
AMP
$48.8B
$750K 0.38%
6,763
+400
+6% +$42.2K
YUM icon
80
Yum! Brands
YUM
$41.1B
$731K 0.37%
11,550
-4,168
-27% -$262K
STX icon
81
Seagate
STX
$184B
$714K 0.37%
18,700
-1,595
-8% -$59.5K
QCOM icon
82
Qualcomm
QCOM
$176B
$708K 0.36%
10,852
+400
+4% +$26.9K
CIEN icon
83
Ciena
CIEN
$58.4B
$707K 0.36%
28,982
-280
-1% -$6.12K
DAL icon
84
Delta Air Lines
DAL
$60.1B
$706K 0.36%
14,362
-3,800
-21% -$173K
NSC icon
85
Norfolk Southern
NSC
$75.1B
$702K 0.36%
6,500
– –
LNC icon
86
Lincoln National
LNC
$8.81B
$696K 0.36%
10,500
-1,800
-15% -$105K
CSC
87
DELISTED
Computer Sciences
CSC
$683K 0.35%
11,500
+6,500
+130% +$376K
NWL icon
88
Newell Brands
NWL
$2.56B
$672K 0.34%
15,060
+3,800
+34% +$184K
NEE icon
89
NextEra Energy
NEE
$177B
$661K 0.34%
22,144
– –
PM icon
90
Philip Morris
PM
$295B
$651K 0.33%
7,111
– –
HAL icon
91
Halliburton
HAL
$26.6B
$641K 0.33%
11,850
-1,975
-14% -$98.5K
RCL icon
92
Royal Caribbean
RCL
$85.6B
$618K 0.32%
7,530
+2,000
+36% +$157K
STON
93
DELISTED
StoneMor Inc.
STON
$618K 0.32%
69,397
+10,057
+17% +$141K
WFC icon
94
Wells Fargo
WFC
$264B
$612K 0.31%
11,098
– –
PEP icon
95
PepsiCo
PEP
$190B
$606K 0.31%
5,794
-1,747
-23% -$183K
TAP icon
96
Molson Coors Class B
TAP
$8.09B
$606K 0.31%
6,225
+300
+5% +$30.6K
BF.B icon
97
Brown-Forman Class B
BF.B
$13.1B
$600K 0.31%
20,856
-5,050
-19% -$148K
TRV icon
98
Travelers Companies
TRV
$80.2B
$600K 0.31%
4,905
– –
SWKS icon
99
Skyworks Solutions
SWKS
$10.6B
$593K 0.3%
7,940
-1,170
-13% -$90.1K
MAA icon
100
Mid-America Apartment Communities
MAA
$15.7B
$575K 0.29%
5,875
-300
-5% -$27.6K
2 3
4
5 6

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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.