We are live on ! Find out more
RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+0.41%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$180M
AUM Growth
-$7.25M
Cap. Flow
-$6.16M
Cap. Flow %
-3.42%
Top 10 Hldgs %
27.06%
Holding
191
New
10
Increased
42
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$851K
2
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$723K
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$710K
4
CAH icon
Cardinal Health
CAH
+$455K
5
PFE icon
Pfizer
PFE
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.62M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.52M
3
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$932K
4
UNP icon
Union Pacific
UNP
+$888K
5
M icon
Macy's
M
+$632K

Sector Composition

Rank Sector Weight
1 Healthcare 28.14%
2 Financials 12.28%
3 Consumer Staples 11.02%
4 Communication Services 10.13%
5 Technology 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
76
ON Semiconductor
ON
$31.6B
$699K 0.39%
72,925
-4,900
-6% -$42K
PM icon
77
Philip Morris
PM
$295B
$697K 0.39%
7,111
-718
-9% -$65.8K
SCHE icon
78
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$693K 0.39%
33,345
+10,080
+43% +$189K
ABBV icon
79
AbbVie
ABBV
$435B
$681K 0.38%
11,929
+30
+0.3% +$1.67K
DHR icon
80
Danaher
DHR
$144B
$678K 0.38%
10,628
-86
-0.8% -$5.13K
ILMN icon
81
Illumina
ILMN
$28.4B
$677K 0.38%
4,292
– –
SYK icon
82
Stryker
SYK
$130B
$676K 0.38%
6,300
-200
-3% -$19.7K
NEE icon
83
NextEra Energy
NEE
$177B
$670K 0.37%
22,644
– –
USB icon
84
US Bancorp
USB
$99.6B
$658K 0.37%
16,212
– –
INTC icon
85
Intel
INTC
$513B
$638K 0.35%
19,718
– –
MAA icon
86
Mid-America Apartment Communities
MAA
$15.7B
$631K 0.35%
6,175
-1,300
-17% -$121K
AMP icon
87
Ameriprise Financial
AMP
$48.8B
$617K 0.34%
6,563
– –
SWKS icon
88
Skyworks Solutions
SWKS
$10.6B
$616K 0.34%
7,910
+1,540
+24% +$104K
HSIC icon
89
Henry Schein
HSIC
$9.82B
$604K 0.34%
8,925
– –
IBM icon
90
IBM
IBM
$224B
$599K 0.33%
4,138
-1,853
-31% -$237K
TDF
91
Templeton Dragon Fund
TDF
$280M
$578K 0.32%
33,780
-1,067
-3% -$17.1K
TRV icon
92
Travelers Companies
TRV
$80.2B
$572K 0.32%
4,905
-50
-1% -$5.46K
QCOM icon
93
Qualcomm
QCOM
$176B
$557K 0.31%
10,887
+300
+3% +$14.6K
VWO icon
94
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$554K 0.31%
16,010
-5,325
-25% -$167K
HAL icon
95
Halliburton
HAL
$26.6B
$545K 0.3%
15,250
-10,000
-40% -$326K
CCL icon
96
Carnival Corporation Ltd
CCL
$39.7B
$533K 0.3%
10,100
+3,900
+63% +$189K
AMGN icon
97
Amgen
AMGN
$222B
$525K 0.29%
3,500
– –
WFC icon
98
Wells Fargo
WFC
$264B
$525K 0.29%
10,848
+1,170
+12% +$57.3K
ETN icon
99
Eaton
ETN
$174B
$518K 0.29%
8,279
-6,979
-46% -$386K
NWL icon
100
Newell Brands
NWL
$2.56B
$505K 0.28%
11,400
-400
-3% -$15.7K
2 3
4
5 6

Similar funds

YWP
YorkBridge Wealth Partners New York $394M AUM 15.56% 1-Year Est. Return
BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
Mass Ave Global New York $342M AUM 20.58% 1-Year Est. Return
MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
Lehman & Derafelo Financial Resources Media, Pennsylvania $337M AUM 8.16% 1-Year Est. Return
SAS
Sanford Advisory Services Portage, Michigan $420M AUM 15.59% 1-Year Est. Return
EP
Equius Partners Novato, California $324M AUM 8.27% 1-Year Est. Return
TC
Titleist Capital San Antonio, Texas $427M AUM 24.17% 1-Year Est. Return

Regent Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Regent Investment Management held 191 positions worth $180M, down 3.9% from $187M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management withdrew a net $6.16M in Q1 2016, closing 9 positions and reducing 85 holdings. Its most notable exit was WisdomTree Japan Hedged Equity Fund, an estimated $1.52M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 29% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Regent Investment Management opened a new position in iShares Russell Mid-Cap Value ETF worth $915K.

  • Regent Investment Management's largest Q1 2016 buy was iShares Russell Mid-Cap Value ETF: 12,907 shares worth $915K.
  • Regent Investment Management added most to Cardinal Health in Q1 2016, an estimated $455K increase.
  • Regent Investment Management's biggest Q1 2016 reduction was McKesson, cutting an estimated $1.62M.
  • Regent Investment Management fully exited WisdomTree Japan Hedged Equity Fund in Q1 2016, selling an estimated $1.52M.
  • Regent Investment Management's ten largest holdings make up 27% of its $180M portfolio in Q1 2016.
  • Regent Investment Management opened 10 new positions and closed 9 in Q1 2016.
  • Regent Investment Management's portfolio value fell 3.9% quarter-over-quarter to $180M.

Based on Regent Investment Management's 13F filing for Q1 2016, filed 20 Apr 2016.