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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-8.91%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$17.2M
Cap. Flow
+$3.06M
Cap. Flow %
1.68%
Top 10 Hldgs %
27.01%
Holding
197
New
12
Increased
72
Reduced
52
Closed
20

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.55M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
KHC icon
Kraft Heinz
KHC
+$1.19M
4
KMB icon
Kimberly-Clark
KMB
+$888K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$836K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.42M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.72M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.61M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$962K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$855K

Sector Composition

Rank Sector Weight
1 Healthcare 28%
2 Financials 12.47%
3 Consumer Staples 10.73%
4 Technology 10.1%
5 Consumer Discretionary 9.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
76
AbbVie
ABBV
$435B
$716K 0.39%
13,144
+1,995
+18% +$130K
VWO icon
77
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$713K 0.39%
21,557
-13,680
-39% -$497K
AAP icon
78
Advance Auto Parts
AAP
$3.49B
$707K 0.39%
3,730
– –
TDF
79
Templeton Dragon Fund
TDF
$280M
$699K 0.39%
37,397
-6,702
-15% -$142K
AMP icon
80
Ameriprise Financial
AMP
$48.8B
$694K 0.38%
6,363
– –
USB icon
81
US Bancorp
USB
$99.6B
$689K 0.38%
16,794
– –
LAMR icon
82
Lamar Advertising Co
LAMR
$16.3B
$672K 0.37%
12,875
+1,775
+16% +$99.2K
PM icon
83
Philip Morris
PM
$295B
$657K 0.36%
8,284
+781
+10% +$64.3K
CAH icon
84
Cardinal Health
CAH
$55.4B
$620K 0.34%
8,075
+3,775
+88% +$315K
DHR icon
85
Danaher
DHR
$144B
$614K 0.34%
10,714
-1,300
-11% -$76.8K
MAA icon
86
Mid-America Apartment Communities
MAA
$15.7B
$612K 0.34%
7,475
-1,100
-13% -$86.8K
SYK icon
87
Stryker
SYK
$130B
$612K 0.34%
6,500
– –
PFE icon
88
Pfizer
PFE
$153B
$602K 0.33%
20,197
+14,260
+240% +$457K
QCOM icon
89
Qualcomm
QCOM
$176B
$600K 0.33%
11,164
-3,130
-22% -$186K
EEM icon
90
iShares MSCI Emerging Markets ETF
EEM
$30B
$597K 0.33%
18,219
+10,475
+135% +$370K
INTC icon
91
Intel
INTC
$513B
$594K 0.33%
19,718
+1,700
+9% +$49.2K
BHI
92
DELISTED
Baker Hughes
BHI
$593K 0.33%
11,400
-2,625
-19% -$147K
TGT icon
93
Target
TGT
$68B
$575K 0.32%
7,313
-900
-11% -$71.8K
JBL icon
94
Jabil
JBL
$35.8B
$567K 0.31%
25,350
-1,600
-6% -$31.8K
NEE icon
95
NextEra Energy
NEE
$177B
$552K 0.3%
22,644
+1,720
+8% +$43.7K
MSFT icon
96
Microsoft
MSFT
$3.71T
$545K 0.3%
12,296
+1,800
+17% +$80.8K
TRV icon
97
Travelers Companies
TRV
$80.2B
$543K 0.3%
5,455
– –
UL icon
98
Unilever
UL
$136B
$543K 0.3%
11,840
-356
-3% -$17K
AXP icon
99
American Express
AXP
$230B
$542K 0.3%
7,311
– –
CIEN icon
100
Ciena
CIEN
$58.4B
$529K 0.29%
25,530
+12,430
+95% +$289K
2 3
4
5 6

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Regent Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Regent Investment Management held 197 positions worth $181M, down 8.7% from $199M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2015 filing shows 12 new, 72 increased, 52 reduced and 20 closed positions. Its largest new stake was Alphabet (Google) Class A: 79,080 shares worth $2.52M. The largest sale was Alphabet (Google) Class C, an estimated $2.42M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 28% a quarter earlier, followed by Financials and Consumer Staples.

  • Regent Investment Management's largest Q3 2015 buy was Alphabet (Google) Class A: 79,080 shares worth $2.52M.
  • Regent Investment Management added most to Kimberly-Clark in Q3 2015, an estimated $888K increase.
  • Regent Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $2.42M.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q3 2015, selling an estimated $1.72M.
  • Regent Investment Management's ten largest holdings make up 27% of its $181M portfolio in Q3 2015.
  • Regent Investment Management opened 12 new positions and closed 20 in Q3 2015.
  • Regent Investment Management's portfolio value fell 8.7% quarter-over-quarter to $181M.

Based on Regent Investment Management's 13F filing for Q3 2015, filed 16 Oct 2015.