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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
-$255K
Cap. Flow
-$8.24M
Cap. Flow %
-4.23%
Top 10 Hldgs %
24.7%
Holding
205
New
15
Increased
42
Reduced
84
Closed
11

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.47M
2
BUD icon
AB InBev
BUD
+$723K
3
BHI
Baker Hughes
BHI
+$603K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$517K
5
LMRK
Landmark Infrastructure Partners LP Common Units
LMRK
+$515K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.69M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.02M
3
DEO icon
Diageo
DEO
+$736K
4
HRI icon
Herc Holdings
HRI
+$663K
5
DIS icon
Walt Disney
DIS
+$622K

Sector Composition

Rank Sector Weight
1 Healthcare 25.85%
2 Financials 11.43%
3 Technology 10.5%
4 Energy 10.46%
5 Consumer Staples 9.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
76
AB InBev
BUD
$165B
$733K 0.38%
+6,525
New +$723K
PARA
77
DELISTED
Paramount Global Class B
PARA
$726K 0.37%
13,117
+2,865
+28% +$153K
DVN icon
78
Devon Energy
DVN
$47.3B
$706K 0.36%
11,535
– –
AXP icon
79
American Express
AXP
$230B
$704K 0.36%
7,566
-4,745
-39% -$425K
DHR icon
80
Danaher
DHR
$144B
$692K 0.36%
12,014
-744
-6% -$40.4K
PM icon
81
Philip Morris
PM
$295B
$672K 0.35%
8,253
– –
INTC icon
82
Intel
INTC
$513B
$654K 0.34%
18,018
-3,925
-18% -$137K
HRI icon
83
Herc Holdings
HRI
$5.61B
$634K 0.33%
8,475
-9,808
-54% -$663K
EBAY icon
84
eBay
EBAY
$49.8B
$626K 0.32%
26,492
-1,901
-7% -$43.1K
NSC icon
85
Norfolk Southern
NSC
$75.1B
$625K 0.32%
5,700
+400
+8% +$43.8K
TGT icon
86
Target
TGT
$68B
$623K 0.32%
8,213
– –
SYK icon
87
Stryker
SYK
$130B
$613K 0.31%
6,500
– –
FLS icon
88
Flowserve
FLS
$10.2B
$604K 0.31%
10,101
– –
UL icon
89
Unilever
UL
$136B
$604K 0.31%
13,262
+4,933
+59% +$226K
HUM icon
90
Humana
HUM
$46.2B
$602K 0.31%
4,191
– –
LAMR icon
91
Lamar Advertising Co
LAMR
$16.3B
$595K 0.31%
11,100
+1,500
+16% +$77.4K
PHG icon
92
Philips
PHG
$26.1B
$595K 0.31%
29,582
+1,437
+5% +$28.6K
FDX icon
93
FedEx
FDX
$75.4B
$591K 0.3%
3,401
+500
+17% +$84.6K
TRV icon
94
Travelers Companies
TRV
$80.2B
$577K 0.3%
5,455
– –
IBB icon
95
iShares Biotechnology ETF
IBB
$9.77B
$575K 0.3%
5,685
+1,305
+30% +$127K
SNP
96
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$565K 0.29%
6,980
– –
BAX icon
97
Baxter International
BAX
$14.2B
$561K 0.29%
14,084
-5,648
-29% -$220K
AMGN icon
98
Amgen
AMGN
$222B
$558K 0.29%
3,500
– –
KMB icon
99
Kimberly-Clark
KMB
$36.5B
$556K 0.29%
4,816
-181
-4% -$20.1K
NEE icon
100
NextEra Energy
NEE
$177B
$556K 0.29%
20,924
– –
2 3
4
5 6

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YWP
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BC
Burleson & Co Petaluma, California $401M AUM 25.44% 1-Year Est. Return
MAG
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MPAM
Monarch Partners Asset Management Boston, Massachusetts $339M AUM 2.52% 1-Year Est. Return
LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regent Investment Management held 205 positions worth $195M, down 0.13% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management withdrew a net $8.24M in Q4 2014, closing 11 positions and reducing 84 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

Against the trend, Regent Investment Management opened a new position in AB InBev worth $733K.

  • Regent Investment Management's largest Q4 2014 buy was AB InBev: 6,525 shares worth $733K.
  • Regent Investment Management added most to iShares Russell 2000 Growth ETF in Q4 2014, an estimated $1.47M increase.
  • Regent Investment Management's biggest Q4 2014 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $1.02M.
  • Regent Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2014, selling an estimated $1.69M.
  • Regent Investment Management's ten largest holdings make up 25% of its $195M portfolio in Q4 2014.
  • Regent Investment Management opened 15 new positions and closed 11 in Q4 2014.
  • Regent Investment Management's portfolio value fell 0.13% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2014, filed 14 Jan 2015.