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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$189M
AUM Growth
+$10.9M
Cap. Flow
+$8.72M
Cap. Flow %
4.61%
Top 10 Hldgs %
23.02%
Holding
202
New
17
Increased
68
Reduced
53
Closed
14

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$944K
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$792K
3
LLY icon
Eli Lilly
LLY
+$761K
4
VZ icon
Verizon
VZ
+$706K
5
CELG
Celgene Corp
CELG
+$684K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.01M
2
SE
Spectra Energy Corp Wi
SE
+$637K
3
VOD icon
Vodafone
VOD
+$630K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$530K
5
IYT icon
iShares US Transportation ETF
IYT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 23.24%
2 Consumer Staples 11.99%
3 Financials 11.89%
4 Energy 11.42%
5 Technology 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
76
General Motors
GM
$76.8B
$800K 0.42%
23,250
+10,450
+82% +$384K
HD icon
77
Home Depot
HD
$355B
$795K 0.42%
10,050
+3,850
+62% +$306K
TXN icon
78
Texas Instruments
TXN
$261B
$787K 0.42%
16,679
-750
-4% -$33.1K
DVN icon
79
Devon Energy
DVN
$47.3B
$779K 0.41%
11,635
– –
VIAB
80
DELISTED
Viacom Inc. Class B
VIAB
$773K 0.41%
9,100
+2,475
+37% +$211K
URI icon
81
United Rentals
URI
$72.4B
$770K 0.41%
8,110
-1,650
-17% -$140K
KR icon
82
Kroger
KR
$34.8B
$753K 0.4%
34,492
– –
EBAY icon
83
eBay
EBAY
$49.8B
$730K 0.39%
31,399
-713
-2% -$16.6K
VOD icon
84
Vodafone
VOD
$37.4B
$725K 0.38%
19,685
-16,347
-45% -$630K
MFIC icon
85
MidCap Financial Investment
MFIC
$804M
$715K 0.38%
28,667
+16,334
+132% +$422K
ILMN icon
86
Illumina
ILMN
$28.4B
$702K 0.37%
4,857
-175
-3% -$25.7K
AMP icon
87
Ameriprise Financial
AMP
$48.8B
$700K 0.37%
6,363
– –
PM icon
88
Philip Morris
PM
$295B
$676K 0.36%
8,253
+1,762
+27% +$142K
SNP
89
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$648K 0.34%
7,240
+570
+9% +$46.7K
DHR icon
90
Danaher
DHR
$144B
$643K 0.34%
12,758
-447
-3% -$22.8K
UL icon
91
Unilever
UL
$136B
$619K 0.33%
12,862
-356
-3% -$16.1K
MXIM
92
DELISTED
Maxim Integrated Products
MXIM
$613K 0.32%
18,500
– –
PHG icon
93
Philips
PHG
$26.1B
$611K 0.32%
25,071
+2,128
+9% +$52.2K
WFC icon
94
Wells Fargo
WFC
$264B
$601K 0.32%
+12,078
New +$563K
MSFT icon
95
Microsoft
MSFT
$3.71T
$599K 0.32%
14,620
-1,375
-9% -$51.6K
MDLZ icon
96
Mondelez International
MDLZ
$79.9B
$586K 0.31%
16,959
+1,288
+8% +$44K
SYK icon
97
Stryker
SYK
$130B
$583K 0.31%
7,150
– –
WEB
98
DELISTED
Web.com Group, Inc.
WEB
$578K 0.31%
16,988
+10,588
+165% +$362K
SCHB icon
99
Schwab US Broad Market ETF
SCHB
$44.9B
$573K 0.3%
75,228
-22,272
-23% -$167K
NEE icon
100
NextEra Energy
NEE
$177B
$562K 0.3%
23,524
– –
2 3
4
5 6

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Regent Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Regent Investment Management held 202 positions worth $189M, up 6.1% from $178M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Regent Investment Management deployed $8.72M of net new capital in Q1 2014, opening 17 new positions and adding to 68 existing holdings. Its largest new stake was Eli Lilly: 13,630 shares worth $802K.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vodafone, an estimated $630K trimmed.

  • Regent Investment Management's largest Q1 2014 buy was Eli Lilly: 13,630 shares worth $802K.
  • Regent Investment Management added most to Procter & Gamble in Q1 2014, an estimated $944K increase.
  • Regent Investment Management's biggest Q1 2014 reduction was Vodafone, cutting an estimated $630K.
  • Regent Investment Management fully exited iShares Russell 1000 Growth ETF in Q1 2014, selling an estimated $1.01M.
  • Regent Investment Management's ten largest holdings make up 23% of its $189M portfolio in Q1 2014.
  • Regent Investment Management opened 17 new positions and closed 14 in Q1 2014.
  • Regent Investment Management's portfolio value rose 6.1% quarter-over-quarter to $189M.

Based on Regent Investment Management's 13F filing for Q1 2014, filed 14 Apr 2014.