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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-4.52%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$343M
AUM Growth
-$15.7M
Cap. Flow
+$5.36M
Cap. Flow %
1.56%
Top 10 Hldgs %
32.53%
Holding
203
New
9
Increased
56
Reduced
53
Closed
9

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$1.66M
2
BAC icon
Bank of America
BAC
+$940K
3
TECK icon
Teck Resources
TECK
+$670K
4
AY
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
+$602K
5
PANW icon
Palo Alto Networks
PANW
+$554K

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$858K
2
FCX icon
Freeport-McMoran
FCX
+$808K
3
BABA icon
Alibaba
BABA
+$517K
4
VZ icon
Verizon
VZ
+$471K
5
WBA
Walgreens Boots Alliance
WBA
+$271K

Sector Composition

Rank Sector Weight
1 Technology 22.16%
2 Healthcare 21.99%
3 Financials 12.43%
4 Communication Services 9.91%
5 Consumer Staples 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
51
Cisco
CSCO
$476B
$1.8M 0.52%
44,963
+1,000
+2% +$44.4K
LTHM
52
DELISTED
Livent Corporation
LTHM
$1.76M 0.51%
57,525
+600
+1% +$16.8K
PRU icon
53
Prudential Financial
PRU
$42.3B
$1.7M 0.5%
19,845
– –
ABT icon
54
Abbott
ABT
$189B
$1.67M 0.49%
17,302
– –
CAH icon
55
Cardinal Health
CAH
$55.7B
$1.61M 0.47%
24,120
– –
TTWO icon
56
Take-Two Interactive
TTWO
$46.6B
$1.57M 0.46%
14,380
+3,354
+30% +$417K
HUM icon
57
Humana
HUM
$45.1B
$1.54M 0.45%
3,185
-100
-3% -$48.6K
AY
58
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.53M 0.45%
58,070
+18,210
+46% +$602K
TXN icon
59
Texas Instruments
TXN
$257B
$1.49M 0.44%
9,650
– –
FCX icon
60
Freeport-McMoran
FCX
$95.8B
$1.49M 0.43%
54,350
-27,605
-34% -$808K
MDLZ icon
61
Mondelez International
MDLZ
$78.6B
$1.46M 0.43%
26,716
– –
C icon
62
Citigroup
C
$229B
$1.46M 0.43%
35,107
-17,372
-33% -$858K
NRG icon
63
NRG Energy
NRG
$25.3B
$1.46M 0.43%
38,215
+1,565
+4% +$62.4K
APLS
64
DELISTED
Apellis Pharmaceuticals
APLS
$1.46M 0.42%
21,309
– –
PM icon
65
Philip Morris
PM
$291B
$1.45M 0.42%
17,477
– –
TSLA icon
66
Tesla
TSLA
$1.31T
$1.44M 0.42%
5,445
– –
GS icon
67
Goldman Sachs
GS
$302B
$1.4M 0.41%
4,765
+30
+0.6% +$9.72K
HON icon
68
Honeywell
HON
$74.3B
$1.39M 0.41%
8,846
-63
-0.7% -$11K
AEP icon
69
American Electric Power
AEP
$67.2B
$1.37M 0.4%
15,800
+1,825
+13% +$180K
BRK.B icon
70
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.36M 0.4%
5,108
– –
LLY icon
71
Eli Lilly
LLY
$1.09T
$1.35M 0.39%
4,180
– –
KMI icon
72
Kinder Morgan
KMI
$70.4B
$1.33M 0.39%
80,055
– –
PANW icon
73
Palo Alto Networks
PANW
$312B
$1.32M 0.39%
16,180
+6,400
+65% +$554K
SJM icon
74
J.M. Smucker
SJM
$12.7B
$1.32M 0.39%
9,645
+10
+0.1% +$1.36K
ON icon
75
ON Semiconductor
ON
$31.5B
$1.32M 0.39%
21,247
– –
1 2
3
4 5

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MAG
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MPAM
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LDFR
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SAS
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Regent Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Regent Investment Management held 203 positions worth $343M, down 4.4% from $358M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management's Q3 2022 filing shows 9 new, 56 increased, 53 reduced and 9 closed positions. Its largest new stake was Sysco: 5,350 shares worth $378K. The largest sale was Citigroup, an estimated $858K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q3 2022 buy was Sysco: 5,350 shares worth $378K.
  • Regent Investment Management added most to Mastercard in Q3 2022, an estimated $1.66M increase.
  • Regent Investment Management's biggest Q3 2022 reduction was Citigroup, cutting an estimated $858K.
  • Regent Investment Management fully exited Alibaba in Q3 2022, selling an estimated $517K.
  • Regent Investment Management's ten largest holdings make up 33% of its $343M portfolio in Q3 2022.
  • Regent Investment Management opened 9 new positions and closed 9 in Q3 2022.
  • Regent Investment Management's portfolio value fell 4.4% quarter-over-quarter to $343M.

Based on Regent Investment Management's 13F filing for Q3 2022, filed 18 Oct 2022.