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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$459M
AUM Growth
+$41.2M
Cap. Flow
+$4.23M
Cap. Flow %
0.92%
Top 10 Hldgs %
35.67%
Holding
225
New
11
Increased
71
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
AXP icon
American Express
AXP
+$1.68M
2
GS icon
Goldman Sachs
GS
+$859K
3
MSFT icon
Microsoft
MSFT
+$611K
4
CLF icon
Cleveland-Cliffs
CLF
+$551K
5
AMZN icon
Amazon
AMZN
+$503K

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.03M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$929K
3
MS icon
Morgan Stanley
MS
+$859K
4
BF.B icon
Brown-Forman Class B
BF.B
+$774K
5
VALE icon
Vale
VALE
+$496K

Sector Composition

Rank Sector Weight
1 Technology 24.44%
2 Healthcare 18.83%
3 Communication Services 13.01%
4 Financials 12.2%
5 Consumer Discretionary 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
51
Fiserv Inc
FISV
$27.8B
$2.29M 0.5%
22,098
+210
+1% +$21.7K
PRU icon
52
Prudential Financial
PRU
$42.1B
$2.18M 0.47%
20,120
-50
-0.2% -$5.43K
MOS icon
53
The Mosaic Company
MOS
$7.46B
$2.16M 0.47%
54,920
+250
+0.5% +$9.57K
BKNG icon
54
Booking.com
BKNG
$160B
$2.14M 0.47%
22,325
+1,900
+9% +$180K
UL icon
55
Unilever
UL
$135B
$2.08M 0.45%
34,417
-4,062
-11% -$241K
CVX icon
56
Chevron
CVX
$382B
$2.08M 0.45%
17,682
-460
-3% -$52.3K
PPLI
57
People Inc
PPLI
$3.03B
$2.02M 0.44%
18,791
-244
-1% -$27.5K
TSLA icon
58
Tesla
TSLA
$1.31T
$1.98M 0.43%
5,625
-795
-12% -$267K
TTWO icon
59
Take-Two Interactive
TTWO
$47.4B
$1.94M 0.42%
10,921
+651
+6% +$113K
MTCH icon
60
Match Group
MTCH
$8.43B
$1.84M 0.4%
13,951
– –
BABA icon
61
Alibaba
BABA
$317B
$1.82M 0.4%
15,326
-630
-4% -$91.7K
TXN icon
62
Texas Instruments
TXN
$256B
$1.82M 0.4%
9,650
– –
MDLZ icon
63
Mondelez International
MDLZ
$78.5B
$1.77M 0.39%
26,740
+106
+0.4% +$6.54K
GS icon
64
Goldman Sachs
GS
$301B
$1.76M 0.38%
4,605
+2,170
+89% +$859K
HON icon
65
Honeywell
HON
$77B
$1.76M 0.38%
8,940
+51
+0.6% +$10.3K
PM icon
66
Philip Morris
PM
$290B
$1.76M 0.38%
18,477
+200
+1% +$18.7K
KMB icon
67
Kimberly-Clark
KMB
$35.9B
$1.75M 0.38%
12,210
+300
+3% +$40.4K
GIS icon
68
General Mills
GIS
$19.9B
$1.74M 0.38%
25,865
-1,170
-4% -$74.3K
ORCL icon
69
Oracle
ORCL
$435B
$1.73M 0.38%
19,872
+222
+1% +$20.8K
PYPL icon
70
PayPal
PYPL
$50.5B
$1.69M 0.37%
8,940
+1,225
+16% +$265K
SYK icon
71
Stryker
SYK
$133B
$1.69M 0.37%
6,300
– –
FDX icon
72
FedEx
FDX
$76.9B
$1.64M 0.36%
6,344
+80
+1% +$19.2K
ON icon
73
ON Semiconductor
ON
$31.1B
$1.64M 0.36%
24,158
-125
-0.5% -$7.08K
USA icon
74
Liberty All-Star Equity Fund
USA
$1.86B
$1.62M 0.35%
193,500
+20,000
+12% +$169K
EMR icon
75
Emerson Electric
EMR
$88.5B
$1.61M 0.35%
17,297
– –
1 2
3
4 5

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MPAM
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Regent Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Regent Investment Management held 225 positions worth $459M, up 9.9% from $418M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q4 2021 filing shows 11 new, 71 increased, 64 reduced and 5 closed positions. Its largest new stake was Cleveland-Cliffs: 25,600 shares worth $557K. The largest sale was iShares Core Dividend Growth ETF, an estimated $1.03M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q4 2021 buy was Cleveland-Cliffs: 25,600 shares worth $557K.
  • Regent Investment Management added most to American Express in Q4 2021, an estimated $1.68M increase.
  • Regent Investment Management's biggest Q4 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $1.03M.
  • Regent Investment Management fully exited Canadian Solar in Q4 2021, selling an estimated $270K.
  • Regent Investment Management's ten largest holdings make up 36% of its $459M portfolio in Q4 2021.
  • Regent Investment Management opened 11 new positions and closed 5 in Q4 2021.
  • Regent Investment Management's portfolio value rose 9.9% quarter-over-quarter to $459M.

Based on Regent Investment Management's 13F filing for Q4 2021, filed 27 Jan 2022.