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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$418M
AUM Growth
-$9.03M
Cap. Flow
-$2.25M
Cap. Flow %
-0.54%
Top 10 Hldgs %
35.1%
Holding
220
New
10
Increased
58
Reduced
69
Closed
6

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$2.51M
2
XYZ
Block Inc
XYZ
+$1.13M
3
AMZN icon
Amazon
AMZN
+$1.05M
4
PVH icon
PVH
PVH
+$1.05M
5
BIDU icon
Baidu
BIDU
+$448K

Top Sells

Rank Stock Value
1
BF.B icon
Brown-Forman Class B
BF.B
+$3.43M
2
META icon
Meta Platforms (Facebook)
META
+$1.16M
3
BABA icon
Alibaba
BABA
+$1.15M
4
CSCO icon
Cisco
CSCO
+$934K
5
AAPL icon
Apple
AAPL
+$782K

Sector Composition

Rank Sector Weight
1 Technology 22.36%
2 Healthcare 18.4%
3 Communication Services 14.15%
4 Financials 12.75%
5 Consumer Discretionary 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
51
Abbott
ABT
$188B
$2.04M 0.49%
17,292
– –
PEP icon
52
PepsiCo
PEP
$188B
$2.04M 0.49%
13,579
-450
-3% -$69.7K
PPLI
53
People Inc
PPLI
$3.03B
$2.03M 0.49%
19,035
-768
-4% -$84.6K
PYPL icon
54
PayPal
PYPL
$50.5B
$2.01M 0.48%
7,715
+160
+2% +$45.4K
LOW icon
55
Lowe's Companies
LOW
$123B
$1.96M 0.47%
9,663
+550
+6% +$110K
MOS icon
56
The Mosaic Company
MOS
$7.46B
$1.95M 0.47%
54,670
– –
BKNG icon
57
Booking.com
BKNG
$160B
$1.94M 0.46%
20,425
– –
TXN icon
58
Texas Instruments
TXN
$256B
$1.85M 0.44%
9,650
– –
CVX icon
59
Chevron
CVX
$382B
$1.84M 0.44%
18,142
+80
+0.4% +$7.98K
ALB icon
60
Albemarle
ALB
$15.5B
$1.78M 0.43%
8,140
-455
-5% -$97.2K
HON icon
61
Honeywell
HON
$77B
$1.78M 0.43%
8,889
+91
+1% +$19.4K
PM icon
62
Philip Morris
PM
$290B
$1.73M 0.42%
18,277
– –
ORCL icon
63
Oracle
ORCL
$435B
$1.71M 0.41%
19,650
-300
-2% -$26.5K
SYK icon
64
Stryker
SYK
$133B
$1.66M 0.4%
6,300
– –
TSLA icon
65
Tesla
TSLA
$1.31T
$1.66M 0.4%
6,420
-480
-7% -$113K
EMR icon
66
Emerson Electric
EMR
$88.5B
$1.63M 0.39%
17,297
-600
-3% -$59.9K
GIS icon
67
General Mills
GIS
$19.9B
$1.62M 0.39%
27,035
+1,155
+4% +$68.3K
TTWO icon
68
Take-Two Interactive
TTWO
$47.4B
$1.58M 0.38%
10,270
+1,085
+12% +$176K
KMB icon
69
Kimberly-Clark
KMB
$35.9B
$1.58M 0.38%
11,910
– –
MDLZ icon
70
Mondelez International
MDLZ
$78.5B
$1.55M 0.37%
26,634
+110
+0.4% +$6.84K
USA icon
71
Liberty All-Star Equity Fund
USA
$1.86B
$1.49M 0.36%
173,500
– –
VWO icon
72
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.45M 0.35%
29,056
-400
-1% -$20.7K
BRK.B icon
73
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.4M 0.34%
5,133
-30
-0.6% -$8.43K
FDX icon
74
FedEx
FDX
$76.9B
$1.37M 0.33%
6,264
-10
-0.2% -$2.71K
HUM icon
75
Humana
HUM
$46.3B
$1.35M 0.32%
3,460
-55
-2% -$23.3K
1 2
3
4 5

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MAG
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MPAM
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LDFR
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SAS
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EP
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Regent Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regent Investment Management held 220 positions worth $418M, down 2.1% from $427M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Regent Investment Management's Q3 2021 filing shows 10 new, 58 increased, 69 reduced and 6 closed positions. Its largest new stake was PVH: 9,735 shares worth $1M. The largest sale was Brown-Forman Class B, an estimated $3.43M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2021 buy was PVH: 9,735 shares worth $1M.
  • Regent Investment Management added most to Freeport-McMoran in Q3 2021, an estimated $2.51M increase.
  • Regent Investment Management's biggest Q3 2021 reduction was Brown-Forman Class B, cutting an estimated $3.43M.
  • Regent Investment Management fully exited PPL Corp in Q3 2021, selling an estimated $741K.
  • Regent Investment Management's ten largest holdings make up 35% of its $418M portfolio in Q3 2021.
  • Regent Investment Management opened 10 new positions and closed 6 in Q3 2021.
  • Regent Investment Management's portfolio value fell 2.1% quarter-over-quarter to $418M.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.