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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.03%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$323M
AUM Growth
+$22.4M
Cap. Flow
-$5.53M
Cap. Flow %
-1.71%
Top 10 Hldgs %
36.21%
Holding
196
New
10
Increased
43
Reduced
99
Closed
7

Top Buys

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$3.12M
2
RTX icon
RTX Corp
RTX
+$915K
3
MCHI icon
iShares MSCI China ETF
MCHI
+$598K
4
AMZN icon
Amazon
AMZN
+$590K
5
LITE icon
Lumentum
LITE
+$376K

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$2.87M
2
BF.B icon
Brown-Forman Class B
BF.B
+$2.47M
3
AAPL icon
Apple
AAPL
+$655K
4
PG icon
Procter & Gamble
PG
+$479K
5
JNJ icon
Johnson & Johnson
JNJ
+$463K

Sector Composition

Rank Sector Weight
1 Technology 23.07%
2 Healthcare 19.63%
3 Communication Services 14.04%
4 Financials 11.41%
5 Consumer Discretionary 10.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
51
FedEx
FDX
$76.1B
$1.62M 0.5%
6,449
-200
-3% -$40K
VFC icon
52
VF Corp
VFC
$5.85B
$1.56M 0.48%
22,239
– –
HON icon
53
Honeywell
HON
$73.4B
$1.51M 0.47%
9,730
-231
-2% -$34.3K
FISV
54
Fiserv Inc
FISV
$28.1B
$1.5M 0.46%
14,550
+855
+6% +$85.2K
RTX icon
55
RTX Corp
RTX
$302B
$1.5M 0.46%
26,027
+15,025
+137% +$915K
LOW icon
56
Lowe's Companies
LOW
$124B
$1.44M 0.44%
8,662
-125
-1% -$19.2K
TXN icon
57
Texas Instruments
TXN
$257B
$1.44M 0.44%
10,050
-2,000
-17% -$272K
PYPL icon
58
PayPal
PYPL
$50.5B
$1.36M 0.42%
6,890
+200
+3% +$37.7K
BDX icon
59
Becton Dickinson
BDX
$49.3B
$1.36M 0.42%
5,974
+877
+17% +$216K
ORCL icon
60
Oracle
ORCL
$417B
$1.32M 0.41%
22,093
-2,300
-9% -$131K
SYK icon
61
Stryker
SYK
$134B
$1.31M 0.41%
6,300
– –
VRSN icon
62
VeriSign
VRSN
$26.5B
$1.31M 0.4%
6,390
+40
+0.6% +$8.26K
CVX icon
63
Chevron
CVX
$385B
$1.3M 0.4%
18,037
-946
-5% -$79.6K
PM icon
64
Philip Morris
PM
$291B
$1.28M 0.4%
17,127
-500
-3% -$38.6K
VWO icon
65
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$1.25M 0.39%
29,006
-400
-1% -$17.4K
PRU icon
66
Prudential Financial
PRU
$42.2B
$1.25M 0.39%
19,650
-2,600
-12% -$171K
INTC icon
67
Intel
INTC
$491B
$1.24M 0.38%
23,909
-2,550
-10% -$133K
PEP icon
68
PepsiCo
PEP
$188B
$1.22M 0.38%
8,812
-1,000
-10% -$136K
KMB icon
69
Kimberly-Clark
KMB
$35.9B
$1.21M 0.37%
8,195
-578
-7% -$86.8K
HUM icon
70
Humana
HUM
$45.1B
$1.21M 0.37%
2,918
-100
-3% -$40.2K
MDLZ icon
71
Mondelez International
MDLZ
$78.5B
$1.2M 0.37%
20,937
+700
+3% +$39K
EMR icon
72
Emerson Electric
EMR
$90.8B
$1.17M 0.36%
17,897
– –
USA icon
73
Liberty All-Star Equity Fund
USA
$1.87B
$1.14M 0.35%
189,500
+8,000
+4% +$47.8K
MMM icon
74
3M
MMM
$94.4B
$1.13M 0.35%
8,457
+120
+1% +$16.1K
SJM icon
75
J.M. Smucker
SJM
$12.6B
$1.1M 0.34%
9,565
-168
-2% -$18.7K
1 2
3
4 5

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Regent Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Regent Investment Management held 196 positions worth $323M, up 7.4% from $301M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Regent Investment Management's Q3 2020 filing shows 10 new, 43 increased, 99 reduced and 7 closed positions. Its largest new stake was Match Group: 29,500 shares worth $3.26M. The largest sale was People Inc, an estimated $2.87M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

  • Regent Investment Management's largest Q3 2020 buy was Match Group: 29,500 shares worth $3.26M.
  • Regent Investment Management added most to RTX Corp in Q3 2020, an estimated $915K increase.
  • Regent Investment Management's biggest Q3 2020 reduction was People Inc, cutting an estimated $2.87M.
  • Regent Investment Management fully exited Delta Air Lines in Q3 2020, selling an estimated $272K.
  • Regent Investment Management's ten largest holdings make up 36% of its $323M portfolio in Q3 2020.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2020.
  • Regent Investment Management's portfolio value rose 7.4% quarter-over-quarter to $323M.

Based on Regent Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.