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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-19.35%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$243M
AUM Growth
-$84.3M
Cap. Flow
-$15.2M
Cap. Flow %
-6.27%
Top 10 Hldgs %
33.13%
Holding
214
New
4
Increased
37
Reduced
100
Closed
35

Top Buys

Rank Stock Value
1
AMZA icon
InfraCap MLP ETF
AMZA
+$3.56M
2
AVGO icon
Broadcom
AVGO
+$966K
3
QCOM icon
Qualcomm
QCOM
+$965K
4
C icon
Citigroup
C
+$677K
5
BMY icon
Bristol-Myers Squibb
BMY
+$612K

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$3.18M
2
CCL icon
Carnival Corporation Ltd
CCL
+$1.84M
3
BA icon
Boeing
BA
+$1.6M
4
EXPE icon
Expedia Group
EXPE
+$1.46M
5
BKNG icon
Booking.com
BKNG
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 21.07%
2 Healthcare 21.05%
3 Communication Services 13.89%
4 Financials 13.63%
5 Consumer Staples 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
51
VF Corp
VFC
$5.81B
$1.25M 0.52%
23,139
-200
-0.9% -$15.6K
ABBV icon
52
AbbVie
ABBV
$442B
$1.24M 0.51%
16,216
-815
-5% -$69.4K
AMZA icon
53
InfraCap MLP ETF
AMZA
$475M
$1.24M 0.51%
114,500
+109,050
+2,001% +$3.56M
AMP icon
54
Ameriprise Financial
AMP
$49.7B
$1.21M 0.5%
11,819
+206
+2% +$30.5K
PRU icon
55
Prudential Financial
PRU
$42.3B
$1.21M 0.5%
23,125
+1,460
+7% +$116K
TXN icon
56
Texas Instruments
TXN
$256B
$1.2M 0.5%
12,050
– –
BDX icon
57
Becton Dickinson
BDX
$49.4B
$1.2M 0.49%
5,357
+87
+2% +$21.5K
VRSN icon
58
VeriSign
VRSN
$26.3B
$1.18M 0.48%
6,525
-120
-2% -$23.6K
MCK icon
59
McKesson
MCK
$105B
$1.14M 0.47%
8,410
+600
+8% +$87.9K
DHR icon
60
Danaher
DHR
$146B
$1.1M 0.45%
8,947
-210
-2% -$28.3K
FDX icon
61
FedEx
FDX
$76.3B
$1.08M 0.44%
8,904
-4,560
-34% -$642K
SYK icon
62
Stryker
SYK
$134B
$1.05M 0.43%
6,300
– –
VWO icon
63
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$1.03M 0.43%
30,806
– –
BKNG icon
64
Booking.com
BKNG
$161B
$1.01M 0.42%
18,850
-17,875
-49% -$1.25M
HUM icon
65
Humana
HUM
$45.2B
$1M 0.41%
3,183
-110
-3% -$37.1K
KMB icon
66
Kimberly-Clark
KMB
$36B
$1M 0.41%
7,823
-1,050
-12% -$145K
WDC icon
67
Western Digital
WDC
$152B
$935K 0.39%
29,715
+4,561
+18% +$202K
PEP icon
68
PepsiCo
PEP
$189B
$897K 0.37%
7,466
-275
-4% -$37.2K
MMM icon
69
3M
MMM
$94.4B
$859K 0.35%
7,522
-1,824
-20% -$240K
COR icon
70
Cencora
COR
$63.3B
$850K 0.35%
9,605
-925
-9% -$81.5K
LOW icon
71
Lowe's Companies
LOW
$124B
$841K 0.35%
9,775
+530
+6% +$57.9K
MDLZ icon
72
Mondelez International
MDLZ
$78.7B
$810K 0.33%
16,183
-726
-4% -$39.3K
UNP icon
73
Union Pacific
UNP
$174B
$788K 0.32%
5,588
– –
SJM icon
74
J.M. Smucker
SJM
$12.6B
$760K 0.31%
6,844
-2,030
-23% -$217K
CB icon
75
Chubb
CB
$134B
$758K 0.31%
6,791
-50
-0.7% -$7.17K
1 2
3
4 5

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MAG
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MPAM
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LDFR
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SAS
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EP
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TC
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Regent Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Regent Investment Management held 214 positions worth $243M, down 26% from $327M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Regent Investment Management withdrew a net $15.2M in Q1 2020, closing 35 positions and reducing 100 holdings. Its most notable exit was Royal Caribbean, an estimated $3.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regent Investment Management opened a new position in Bausch Health worth $364K.

  • Regent Investment Management's largest Q1 2020 buy was Bausch Health: 23,495 shares worth $364K.
  • Regent Investment Management added most to InfraCap MLP ETF in Q1 2020, an estimated $3.56M increase.
  • Regent Investment Management's biggest Q1 2020 reduction was Booking.com, cutting an estimated $1.25M.
  • Regent Investment Management fully exited Royal Caribbean in Q1 2020, selling an estimated $3.18M.
  • Regent Investment Management's ten largest holdings make up 33% of its $243M portfolio in Q1 2020.
  • Regent Investment Management opened 4 new positions and closed 35 in Q1 2020.
  • Regent Investment Management's portfolio value fell 26% quarter-over-quarter to $243M.

Based on Regent Investment Management's 13F filing for Q1 2020, filed 17 Apr 2020.