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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+11.43%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$327M
AUM Growth
+$22M
Cap. Flow
-$8.37M
Cap. Flow %
-2.56%
Top 10 Hldgs %
28.81%
Holding
218
New
12
Increased
48
Reduced
95
Closed
8

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$3.55M
2
QCOM icon
Qualcomm
QCOM
+$1.94M
3
EXPE icon
Expedia Group
EXPE
+$1.59M
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$638K
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$636K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$4.22M
2
BKNG icon
Booking.com
BKNG
+$1.18M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$758K
4
CCL icon
Carnival Corporation Ltd
CCL
+$719K
5
AAPL icon
Apple
AAPL
+$711K

Sector Composition

Rank Sector Weight
1 Technology 18.46%
2 Healthcare 18.26%
3 Financials 15.92%
4 Communication Services 12.59%
5 Consumer Discretionary 11.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
51
Honeywell
HON
$78B
$1.89M 0.58%
11,336
-3
-0% -$490
CCL icon
52
Carnival Corporation Ltd
CCL
$39.7B
$1.84M 0.56%
36,123
-16,087
-31% -$719K
HD icon
53
Home Depot
HD
$355B
$1.82M 0.56%
8,336
-133
-2% -$30.1K
INTC icon
54
Intel
INTC
$513B
$1.77M 0.54%
29,521
-100
-0.3% -$5.6K
ABT icon
55
Abbott
ABT
$187B
$1.65M 0.5%
18,941
-46
-0.2% -$3.85K
BA icon
56
Boeing
BA
$185B
$1.6M 0.49%
4,913
-910
-16% -$322K
TXN icon
57
Texas Instruments
TXN
$261B
$1.55M 0.47%
12,050
– –
ABBV icon
58
AbbVie
ABBV
$435B
$1.51M 0.46%
17,031
-2,535
-13% -$210K
EXPE icon
59
Expedia Group
EXPE
$37.3B
$1.46M 0.45%
+13,515
New +$1.59M
DAL icon
60
Delta Air Lines
DAL
$60.1B
$1.4M 0.43%
23,917
+1,700
+8% +$95.3K
BDX icon
61
Becton Dickinson
BDX
$48.2B
$1.4M 0.43%
5,270
-133
-2% -$33.2K
ORCL icon
62
Oracle
ORCL
$423B
$1.39M 0.43%
26,293
-50
-0.2% -$2.75K
GIS icon
63
General Mills
GIS
$19.7B
$1.39M 0.42%
25,860
+450
+2% +$23.7K
MMM icon
64
3M
MMM
$94.3B
$1.38M 0.42%
9,346
-1,076
-10% -$151K
VWO icon
65
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.37M 0.42%
30,806
-3,264
-10% -$138K
SYK icon
66
Stryker
SYK
$130B
$1.32M 0.4%
6,300
– –
VRSN icon
67
VeriSign
VRSN
$26.6B
$1.28M 0.39%
6,645
-730
-10% -$137K
BUD icon
68
AB InBev
BUD
$165B
$1.26M 0.39%
15,414
+1,520
+11% +$127K
DHR icon
69
Danaher
DHR
$144B
$1.25M 0.38%
9,157
– –
KMB icon
70
Kimberly-Clark
KMB
$36.5B
$1.22M 0.37%
8,873
– –
HUM icon
71
Humana
HUM
$46.2B
$1.21M 0.37%
3,293
-320
-9% -$101K
WDC icon
72
Western Digital
WDC
$150B
$1.21M 0.37%
25,154
-3,572
-12% -$149K
LOW icon
73
Lowe's Companies
LOW
$125B
$1.11M 0.34%
9,245
+62
+0.7% +$7.09K
COP icon
74
ConocoPhillips
COP
$141B
$1.09M 0.33%
16,805
-1,501
-8% -$88.3K
MCK icon
75
McKesson
MCK
$101B
$1.08M 0.33%
7,810
+200
+3% +$28.3K
1 2
3
4 5

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MPAM
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Regent Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Regent Investment Management held 218 positions worth $327M, up 7.2% from $305M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Regent Investment Management's Q4 2019 filing shows 12 new, 48 increased, 95 reduced and 8 closed positions. Its largest new stake was Expedia Group: 13,515 shares worth $1.46M. The largest sale was Celgene Corp, an estimated $4.22M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Healthcare and Financials.

  • Regent Investment Management's largest Q4 2019 buy was Expedia Group: 13,515 shares worth $1.46M.
  • Regent Investment Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $3.55M increase.
  • Regent Investment Management's biggest Q4 2019 reduction was Booking.com, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Celgene Corp in Q4 2019, selling an estimated $4.22M.
  • Regent Investment Management's ten largest holdings make up 29% of its $327M portfolio in Q4 2019.
  • Regent Investment Management opened 12 new positions and closed 8 in Q4 2019.
  • Regent Investment Management's portfolio value rose 7.2% quarter-over-quarter to $327M.

Based on Regent Investment Management's 13F filing for Q4 2019, filed 30 Jan 2020.