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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
-$2.27M
Cap. Flow
-$3.07M
Cap. Flow %
-1.01%
Top 10 Hldgs %
27.8%
Holding
213
New
7
Increased
42
Reduced
103
Closed
7

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$1.65M
2
VRSN icon
VeriSign
VRSN
+$1.52M
3
CSCO icon
Cisco
CSCO
+$725K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$724K
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$681K

Top Sells

Rank Stock Value
1
DXC icon
DXC Technology
DXC
+$1.86M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$766K
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$763K
4
PG icon
Procter & Gamble
PG
+$670K
5
ABT icon
Abbott
ABT
+$528K

Sector Composition

Rank Sector Weight
1 Healthcare 18.14%
2 Technology 17.68%
3 Financials 16.16%
4 Communication Services 12.24%
5 Consumer Discretionary 10.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
51
Walt Disney
DIS
$181B
$1.93M 0.63%
14,833
-250
-2% -$34.6K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.92M 0.63%
9,212
-1,137
-11% -$234K
HON icon
53
Honeywell
HON
$78B
$1.81M 0.59%
11,339
-1,061
-9% -$169K
AMP icon
54
Ameriprise Financial
AMP
$48.8B
$1.67M 0.55%
11,338
+165
+1% +$23.1K
ABT icon
55
Abbott
ABT
$187B
$1.59M 0.52%
18,987
-6,214
-25% -$528K
TXN icon
56
Texas Instruments
TXN
$261B
$1.56M 0.51%
12,050
– –
INTC icon
57
Intel
INTC
$513B
$1.53M 0.5%
29,621
– –
ABBV icon
58
AbbVie
ABBV
$435B
$1.48M 0.49%
19,566
-1,315
-6% -$90.2K
ORCL icon
59
Oracle
ORCL
$423B
$1.45M 0.48%
26,343
– –
MMM icon
60
3M
MMM
$94.3B
$1.43M 0.47%
10,422
+1,734
+20% +$242K
GIS icon
61
General Mills
GIS
$19.7B
$1.4M 0.46%
25,410
-450
-2% -$24.3K
VRSN icon
62
VeriSign
VRSN
$26.6B
$1.39M 0.46%
+7,375
New +$1.52M
VWO icon
63
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.37M 0.45%
34,070
-1,315
-4% -$54.3K
SYK icon
64
Stryker
SYK
$130B
$1.36M 0.45%
6,300
-21
-0.3% -$4.5K
BDX icon
65
Becton Dickinson
BDX
$48.2B
$1.33M 0.44%
5,403
-189
-3% -$46.7K
BUD icon
66
AB InBev
BUD
$165B
$1.32M 0.43%
13,894
– –
WDC icon
67
Western Digital
WDC
$150B
$1.29M 0.42%
28,726
-3,308
-10% -$141K
DAL icon
68
Delta Air Lines
DAL
$60.1B
$1.28M 0.42%
22,217
-1,685
-7% -$99.8K
SJM icon
69
J.M. Smucker
SJM
$12.8B
$1.26M 0.41%
11,479
-920
-7% -$103K
KMB icon
70
Kimberly-Clark
KMB
$36.5B
$1.26M 0.41%
8,873
-715
-7% -$98.3K
DHR icon
71
Danaher
DHR
$144B
$1.17M 0.38%
9,157
-28
-0.3% -$3.51K
CB icon
72
Chubb
CB
$135B
$1.12M 0.37%
6,964
-500
-7% -$77.4K
COR icon
73
Cencora
COR
$61.2B
$1.07M 0.35%
13,030
-1,255
-9% -$108K
DXC icon
74
DXC Technology
DXC
$1.73B
$1.07M 0.35%
36,239
-43,664
-55% -$1.86M
PEP icon
75
PepsiCo
PEP
$190B
$1.06M 0.35%
7,741
-600
-7% -$79.7K
1 2
3
4 5

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MPAM
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Regent Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Regent Investment Management held 213 positions worth $305M, down 0.74% from $307M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Regent Investment Management's Q3 2019 filing shows 7 new, 42 increased, 103 reduced and 7 closed positions. Its largest new stake was VeriSign: 7,375 shares worth $1.39M. The largest sale was DXC Technology, an estimated $1.86M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2019 buy was VeriSign: 7,375 shares worth $1.39M.
  • Regent Investment Management added most to Qualcomm in Q3 2019, an estimated $1.65M increase.
  • Regent Investment Management's biggest Q3 2019 reduction was DXC Technology, cutting an estimated $1.86M.
  • Regent Investment Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2019, selling an estimated $763K.
  • Regent Investment Management's ten largest holdings make up 28% of its $305M portfolio in Q3 2019.
  • Regent Investment Management opened 7 new positions and closed 7 in Q3 2019.
  • Regent Investment Management's portfolio value fell 0.74% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q3 2019, filed 17 Oct 2019.