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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
-13.94%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$52.2M
Cap. Flow
-$3.74M
Cap. Flow %
-1.4%
Top 10 Hldgs %
26.71%
Holding
213
New
9
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.59M
2
BIDU icon
Baidu
BIDU
+$988K
3
ET icon
Energy Transfer Partners
ET
+$866K
4
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$761K
5
BDX icon
Becton Dickinson
BDX
+$752K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.18M
2
VTRS icon
Viatris
VTRS
+$1.15M
3
ESRX
Express Scripts Holding Company
ESRX
+$1.08M
4
ETP
Energy Transfer Partners, L.P.
ETP
+$1.04M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 19.23%
2 Financials 16.23%
3 Technology 15.59%
4 Communication Services 12.42%
5 Consumer Discretionary 11.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
51
Honeywell
HON
$78B
$1.6M 0.6%
12,824
-556
-4% -$75.9K
INTC icon
52
Intel
INTC
$513B
$1.5M 0.56%
32,021
+750
+2% +$35.1K
VTRS icon
53
Viatris
VTRS
$18.9B
$1.43M 0.53%
52,125
-35,605
-41% -$1.15M
ALB icon
54
Albemarle
ALB
$15.5B
$1.41M 0.53%
18,350
-2,985
-14% -$282K
SCHE icon
55
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.41M 0.53%
60,108
-2,000
-3% -$48.5K
MMM icon
56
3M
MMM
$94.3B
$1.41M 0.53%
8,843
– –
VWO icon
57
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.4M 0.52%
36,685
-7,135
-16% -$276K
HD icon
58
Home Depot
HD
$355B
$1.38M 0.52%
8,001
+214
+3% +$38.4K
DAL icon
59
Delta Air Lines
DAL
$60.1B
$1.36M 0.51%
27,332
+175
+0.6% +$9.53K
SJM icon
60
J.M. Smucker
SJM
$12.8B
$1.35M 0.5%
14,409
-1,185
-8% -$124K
KMB icon
61
Kimberly-Clark
KMB
$36.5B
$1.32M 0.49%
11,585
-273
-2% -$30.3K
COR icon
62
Cencora
COR
$61.2B
$1.32M 0.49%
17,720
+4,245
+32% +$366K
CAH icon
63
Cardinal Health
CAH
$55.4B
$1.25M 0.47%
28,130
+20
+0.1% +$1.04K
COP icon
64
ConocoPhillips
COP
$141B
$1.24M 0.46%
19,816
– –
WHR icon
65
Whirlpool
WHR
$2.82B
$1.24M 0.46%
11,570
-4,040
-26% -$458K
PEP icon
66
PepsiCo
PEP
$190B
$1.23M 0.46%
11,121
+150
+1% +$16.9K
BIDU icon
67
Baidu
BIDU
$37.2B
$1.23M 0.46%
7,745
+5,295
+216% +$988K
ORCL icon
68
Oracle
ORCL
$423B
$1.2M 0.45%
26,643
– –
HUM icon
69
Humana
HUM
$46.2B
$1.18M 0.44%
4,130
-200
-5% -$63.4K
TXN icon
70
Texas Instruments
TXN
$261B
$1.15M 0.43%
12,150
– –
MCK icon
71
McKesson
MCK
$101B
$1.11M 0.42%
10,095
– –
WDC icon
72
Western Digital
WDC
$150B
$1.11M 0.42%
39,677
-5,907
-13% -$209K
AMP icon
73
Ameriprise Financial
AMP
$48.8B
$1.1M 0.41%
10,553
+5,190
+97% +$652K
SWKS icon
74
Skyworks Solutions
SWKS
$10.6B
$1.09M 0.41%
16,235
-420
-3% -$32.4K
GIS icon
75
General Mills
GIS
$19.7B
$1.08M 0.41%
27,785
+10,830
+64% +$458K
1 2
3
4 5

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MPAM
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Regent Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Regent Investment Management held 213 positions worth $267M, down 16% from $319M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2018 filing shows 9 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was Energy Transfer Partners: 57,050 shares worth $753K. The largest sale was Alibaba, an estimated $1.18M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2018 buy was Energy Transfer Partners: 57,050 shares worth $753K.
  • Regent Investment Management added most to Microsoft in Q4 2018, an estimated $2.59M increase.
  • Regent Investment Management's biggest Q4 2018 reduction was Alibaba, cutting an estimated $1.18M.
  • Regent Investment Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.08M.
  • Regent Investment Management's ten largest holdings make up 27% of its $267M portfolio in Q4 2018.
  • Regent Investment Management opened 9 new positions and closed 17 in Q4 2018.
  • Regent Investment Management's portfolio value fell 16% quarter-over-quarter to $267M.

Based on Regent Investment Management's 13F filing for Q4 2018, filed 22 Jan 2019.