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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$319M
AUM Growth
+$19.8M
Cap. Flow
+$2.41M
Cap. Flow %
0.76%
Top 10 Hldgs %
27.05%
Holding
211
New
10
Increased
53
Reduced
76
Closed
7

Top Buys

Rank Stock Value
1
WSBC icon
WesBanco
WSBC
+$8.13M
2
MU icon
Micron Technology
MU
+$1.31M
3
VZ icon
Verizon
VZ
+$1.22M
4
CSCO icon
Cisco
CSCO
+$1.08M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$990K

Top Sells

Rank Stock Value
1
FFKT
Farmers Capital Bank Corp
FFKT
+$8.38M
2
CAVM
Cavium, Inc.
CAVM
+$3.19M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$913K
4
PPLI
People Inc
PPLI
+$617K
5
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$597K

Sector Composition

Rank Sector Weight
1 Healthcare 18.26%
2 Technology 16.35%
3 Financials 15.96%
4 Consumer Discretionary 12.78%
5 Communication Services 11.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
51
Thermo Fisher Scientific
TMO
$219B
$1.95M 0.61%
7,985
-700
-8% -$161K
WHR icon
52
Whirlpool
WHR
$2.71B
$1.85M 0.58%
15,610
-665
-4% -$88.1K
KO icon
53
Coca-Cola
KO
$375B
$1.83M 0.57%
39,663
– –
DIS icon
54
Walt Disney
DIS
$178B
$1.81M 0.57%
15,525
– –
VWO icon
55
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.8M 0.56%
43,820
– –
HD icon
56
Home Depot
HD
$349B
$1.61M 0.51%
7,787
-70
-0.9% -$14.1K
SJM icon
57
J.M. Smucker
SJM
$12.7B
$1.6M 0.5%
15,594
+1,690
+12% +$185K
SCHE icon
58
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.6M 0.5%
62,108
+1,270
+2% +$32.9K
DAL icon
59
Delta Air Lines
DAL
$59B
$1.57M 0.49%
27,157
-1,065
-4% -$58.6K
MMM icon
60
3M
MMM
$93.8B
$1.56M 0.49%
8,843
-299
-3% -$51.5K
COP icon
61
ConocoPhillips
COP
$146B
$1.53M 0.48%
19,816
-800
-4% -$57.7K
CAH icon
62
Cardinal Health
CAH
$55.6B
$1.52M 0.48%
28,110
-6,095
-18% -$312K
SWKS icon
63
Skyworks Solutions
SWKS
$10.5B
$1.51M 0.47%
16,655
+200
+1% +$18.7K
INTC icon
64
Intel
INTC
$494B
$1.48M 0.46%
31,271
+150
+0.5% +$7.3K
HUM icon
65
Humana
HUM
$46.5B
$1.47M 0.46%
4,330
-100
-2% -$32.5K
ORCL icon
66
Oracle
ORCL
$434B
$1.37M 0.43%
26,643
-1,264
-5% -$61.4K
KMI icon
67
Kinder Morgan
KMI
$69.3B
$1.35M 0.42%
76,229
+14,654
+24% +$262K
KMB icon
68
Kimberly-Clark
KMB
$36.1B
$1.35M 0.42%
11,858
-1,180
-9% -$132K
MCK icon
69
McKesson
MCK
$104B
$1.34M 0.42%
10,095
-450
-4% -$58.7K
LMRK
70
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.33M 0.42%
95,957
-1,000
-1% -$13.4K
BUD icon
71
AB InBev
BUD
$163B
$1.33M 0.42%
15,151
+3,607
+31% +$352K
TXN icon
72
Texas Instruments
TXN
$259B
$1.3M 0.41%
12,150
-800
-6% -$89K
IWO icon
73
iShares Russell 2000 Growth ETF
IWO
$14.9B
$1.28M 0.4%
5,965
– –
ILMN icon
74
Illumina
ILMN
$29.1B
$1.26M 0.39%
3,521
-31
-0.9% -$9.93K
COR icon
75
Cencora
COR
$62B
$1.24M 0.39%
13,475
– –
1 2
3
4 5

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MPAM
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Regent Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Regent Investment Management held 211 positions worth $319M, up 6.6% from $299M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q3 2018 filing shows 10 new, 53 increased, 76 reduced and 7 closed positions. Its largest new stake was WesBanco: 169,959 shares worth $7.58M. The largest sale was Farmers Capital Bank Corp, an estimated $8.38M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Technology and Financials.

  • Regent Investment Management's largest Q3 2018 buy was WesBanco: 169,959 shares worth $7.58M.
  • Regent Investment Management added most to Micron Technology in Q3 2018, an estimated $1.31M increase.
  • Regent Investment Management's biggest Q3 2018 reduction was iShares Russell 2000 Value ETF, cutting an estimated $913K.
  • Regent Investment Management fully exited Farmers Capital Bank Corp in Q3 2018, selling an estimated $8.38M.
  • Regent Investment Management's ten largest holdings make up 27% of its $319M portfolio in Q3 2018.
  • Regent Investment Management opened 10 new positions and closed 7 in Q3 2018.
  • Regent Investment Management's portfolio value rose 6.6% quarter-over-quarter to $319M.

Based on Regent Investment Management's 13F filing for Q3 2018, filed 22 Oct 2018.