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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+5.22%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$7.82M
Cap. Flow
-$3.22M
Cap. Flow %
-1.06%
Top 10 Hldgs %
25.23%
Holding
214
New
4
Increased
56
Reduced
91
Closed
8

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$2.43M
2
UL icon
Unilever
UL
+$1.85M
3
VTRS icon
Viatris
VTRS
+$1.38M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$940K
5
PPLI
People Inc
PPLI
+$772K

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.43M
2
GE icon
GE Aerospace
GE
+$1.04M
3
MRK icon
Merck
MRK
+$1.01M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$976K
5
HUM icon
Humana
HUM
+$685K

Sector Composition

Rank Sector Weight
1 Healthcare 18.38%
2 Financials 16.16%
3 Technology 15.66%
4 Communication Services 12.04%
5 Consumer Discretionary 11.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
51
Charles Schwab
SCHW
$186B
$1.88M 0.62%
36,683
-7,950
-18% -$373K
KO icon
52
Coca-Cola
KO
$374B
$1.88M 0.62%
40,899
– –
MMM icon
53
3M
MMM
$94.2B
$1.83M 0.6%
9,281
– –
MU icon
54
Micron Technology
MU
$977B
$1.83M 0.6%
44,415
+15,090
+51% +$650K
TJX icon
55
TJX Companies
TJX
$179B
$1.76M 0.58%
46,080
-570
-1% -$20.7K
TXN icon
56
Texas Instruments
TXN
$260B
$1.71M 0.56%
16,350
– –
TMO icon
57
Thermo Fisher Scientific
TMO
$216B
$1.68M 0.55%
8,860
+190
+2% +$36.4K
SCHE icon
58
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.63M 0.54%
58,365
+8,850
+18% +$244K
LMRK
59
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.63M 0.53%
90,025
+7,232
+9% +$126K
ORCL icon
60
Oracle
ORCL
$420B
$1.57M 0.51%
33,119
-138
-0.4% -$6.77K
BMY icon
61
Bristol-Myers Squibb
BMY
$131B
$1.55M 0.51%
25,252
+9,025
+56% +$564K
INTC icon
62
Intel
INTC
$508B
$1.53M 0.5%
33,046
-1,117
-3% -$48.7K
VZ icon
63
Verizon
VZ
$195B
$1.5M 0.49%
28,339
-3,141
-10% -$154K
HD icon
64
Home Depot
HD
$351B
$1.49M 0.49%
7,857
-398
-5% -$68.7K
DHR icon
65
Danaher
DHR
$142B
$1.47M 0.48%
17,899
-6,556
-27% -$533K
COR icon
66
Cencora
COR
$61.4B
$1.47M 0.48%
16,013
-3,124
-16% -$258K
T icon
67
AT&T
T
$163B
$1.44M 0.47%
48,989
-1,285
-3% -$35.1K
DAL icon
68
Delta Air Lines
DAL
$60.1B
$1.36M 0.45%
24,312
+500
+2% +$26.1K
VWO icon
69
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.34M 0.44%
29,250
-11,550
-28% -$516K
GILD icon
70
Gilead Sciences
GILD
$166B
$1.34M 0.44%
18,690
-1,087
-5% -$82.5K
KHC icon
71
Kraft Heinz
KHC
$29.9B
$1.33M 0.44%
17,115
-1,184
-6% -$93K
HUM icon
72
Humana
HUM
$45.8B
$1.3M 0.43%
5,224
-2,775
-35% -$685K
ON icon
73
ON Semiconductor
ON
$19.1B
$1.29M 0.42%
61,840
-8,100
-12% -$165K
ABBV icon
74
AbbVie
ABBV
$432B
$1.27M 0.42%
13,145
+187
+1% +$17.6K
CB icon
75
Chubb
CB
$136B
$1.22M 0.4%
8,348
+95
+1% +$14.2K
1 2
3
4 5

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MPAM
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LDFR
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SAS
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Regent Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Regent Investment Management held 214 positions worth $305M, up 2.6% from $297M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management's Q4 2017 filing shows 4 new, 56 increased, 91 reduced and 8 closed positions. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K. The largest sale was Sysco, an estimated $1.43M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q4 2017 buy was WisdomTree Japan Hedged Equity Fund: 16,300 shares worth $967K.
  • Regent Investment Management added most to Alibaba in Q4 2017, an estimated $2.43M increase.
  • Regent Investment Management's biggest Q4 2017 reduction was GE Aerospace, cutting an estimated $1.04M.
  • Regent Investment Management fully exited Sysco in Q4 2017, selling an estimated $1.43M.
  • Regent Investment Management's ten largest holdings make up 25% of its $305M portfolio in Q4 2017.
  • Regent Investment Management opened 4 new positions and closed 8 in Q4 2017.
  • Regent Investment Management's portfolio value rose 2.6% quarter-over-quarter to $305M.

Based on Regent Investment Management's 13F filing for Q4 2017, filed 26 Jan 2018.