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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.57%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$12.8M
Cap. Flow
+$1.71M
Cap. Flow %
0.57%
Top 10 Hldgs %
25.89%
Holding
221
New
10
Increased
48
Reduced
83
Closed
11

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.93M
2
DD icon
DuPont de Nemours
DD
+$1.73M
3
HUM icon
Humana
HUM
+$1.51M
4
MRK icon
Merck
MRK
+$1.33M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$1.31M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$1.6M
2
CHTR icon
Charter Communications
CHTR
+$1.54M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.06M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$934K
5
SCHW
Charles Schwab
SCHW
+$915K

Sector Composition

Rank Sector Weight
1 Healthcare 20.45%
2 Financials 15.97%
3 Technology 14.79%
4 Communication Services 12.03%
5 Consumer Discretionary 11.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
51
Abbott
ABT
$187B
$1.74M 0.58%
32,543
-600
-2% -$30.1K
TJX icon
52
TJX Companies
TJX
$178B
$1.72M 0.58%
46,650
-1,580
-3% -$56.3K
RCL icon
53
Royal Caribbean
RCL
$85.6B
$1.65M 0.55%
13,880
+605
+5% +$70.7K
TMO icon
54
Thermo Fisher Scientific
TMO
$220B
$1.64M 0.55%
8,670
-340
-4% -$61.6K
MMM icon
55
3M
MMM
$94.3B
$1.63M 0.55%
9,281
-32
-0.3% -$5.55K
AGN
56
DELISTED
Allergan plc
AGN
$1.61M 0.54%
7,868
+299
+4% +$69.5K
ORCL icon
57
Oracle
ORCL
$423B
$1.61M 0.54%
33,257
– –
GILD icon
58
Gilead Sciences
GILD
$165B
$1.6M 0.54%
19,777
-840
-4% -$64.2K
COR icon
59
Cencora
COR
$61.2B
$1.58M 0.53%
19,137
-7,801
-29% -$662K
VZ icon
60
Verizon
VZ
$196B
$1.56M 0.52%
31,480
-876
-3% -$41.2K
PPLI
61
People Inc
PPLI
$3.1B
$1.49M 0.5%
71,090
+280
+0.4% +$5.44K
T icon
62
AT&T
T
$163B
$1.49M 0.5%
50,274
-12,346
-20% -$350K
TXN icon
63
Texas Instruments
TXN
$261B
$1.47M 0.49%
16,350
– –
ANIP icon
64
ANI Pharmaceuticals
ANIP
$1.78B
$1.44M 0.49%
+27,450
New +$1.31M
SYY icon
65
Sysco
SYY
$40.3B
$1.43M 0.48%
26,540
+18,410
+226% +$958K
KHC icon
66
Kraft Heinz
KHC
$30B
$1.42M 0.48%
18,299
-300
-2% -$25.1K
LMRK
67
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.4M 0.47%
82,793
+4,710
+6% +$79K
AIG icon
68
American International
AIG
$41.8B
$1.37M 0.46%
22,275
-360
-2% -$22.4K
HD icon
69
Home Depot
HD
$355B
$1.35M 0.45%
8,255
-250
-3% -$38.3K
SCHE icon
70
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.33M 0.45%
49,515
+3,600
+8% +$95.3K
DIS icon
71
Walt Disney
DIS
$181B
$1.32M 0.44%
13,355
– –
INTC icon
72
Intel
INTC
$513B
$1.3M 0.44%
34,163
-3,750
-10% -$133K
ON icon
73
ON Semiconductor
ON
$19.3B
$1.29M 0.44%
69,940
+2,050
+3% +$33K
CB icon
74
Chubb
CB
$135B
$1.18M 0.4%
8,253
– –
MU icon
75
Micron Technology
MU
$991B
$1.15M 0.39%
29,325
+750
+3% +$23.7K
1 2
3
4 5

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Regent Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Regent Investment Management held 221 positions worth $297M, up 4.5% from $284M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Regent Investment Management's Q3 2017 filing shows 10 new, 48 increased, 83 reduced and 11 closed positions. Its largest new stake was ANI Pharmaceuticals: 27,450 shares worth $1.44M. The largest sale was Du Pont De Nemours E I, an estimated $1.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

  • Regent Investment Management's largest Q3 2017 buy was ANI Pharmaceuticals: 27,450 shares worth $1.44M.
  • Regent Investment Management added most to Amazon in Q3 2017, an estimated $1.93M increase.
  • Regent Investment Management's biggest Q3 2017 reduction was Charter Communications, cutting an estimated $1.54M.
  • Regent Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $1.6M.
  • Regent Investment Management's ten largest holdings make up 26% of its $297M portfolio in Q3 2017.
  • Regent Investment Management opened 10 new positions and closed 11 in Q3 2017.
  • Regent Investment Management's portfolio value rose 4.5% quarter-over-quarter to $297M.

Based on Regent Investment Management's 13F filing for Q3 2017, filed 12 Oct 2017.