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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$69.4M
Cap. Flow
+$58.3M
Cap. Flow %
22.01%
Top 10 Hldgs %
24.65%
Holding
215
New
30
Increased
63
Reduced
63
Closed
12

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$3.51M
2
CHTR icon
Charter Communications
CHTR
+$3.27M
3
CSC
Computer Sciences
CSC
+$3.13M
4
META icon
Meta Platforms (Facebook)
META
+$2.94M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.84M

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$1.83M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$947K
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$931K
4
PRU icon
Prudential Financial
PRU
+$598K
5
DEO icon
Diageo
DEO
+$574K

Sector Composition

Rank Sector Weight
1 Healthcare 20.96%
2 Financials 16.13%
3 Communication Services 12.92%
4 Technology 12.43%
5 Consumer Discretionary 10.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
51
Microsoft
MSFT
$3.71T
$1.65M 0.62%
25,107
+10,256
+69% +$657K
PYPL icon
52
PayPal
PYPL
$50.5B
$1.62M 0.61%
37,579
+29,479
+364% +$1.23M
DD
53
DELISTED
Du Pont De Nemours E I
DD
$1.6M 0.6%
19,938
– –
C icon
54
Citigroup
C
$226B
$1.59M 0.6%
+26,570
New +$1.57M
VZ icon
55
Verizon
VZ
$196B
$1.57M 0.59%
32,204
-1,338
-4% -$67.1K
CCL icon
56
Carnival Corporation Ltd
CCL
$39.7B
$1.52M 0.57%
25,755
-1,100
-4% -$61.5K
MDLZ icon
57
Mondelez International
MDLZ
$79.9B
$1.51M 0.57%
35,028
+10,994
+46% +$487K
PANW icon
58
Palo Alto Networks
PANW
$297B
$1.5M 0.57%
+80,058
New +$1.79M
VWO icon
59
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.5M 0.56%
37,650
+23,950
+175% +$924K
MMM icon
60
3M
MMM
$94.3B
$1.49M 0.56%
9,335
+1,126
+14% +$173K
AIG icon
61
American International
AIG
$41.3B
$1.45M 0.55%
23,285
+5,025
+28% +$323K
CAVM
62
DELISTED
Cavium, Inc.
CAVM
$1.42M 0.54%
19,875
+14,375
+261% +$962K
TMO icon
63
Thermo Fisher Scientific
TMO
$220B
$1.38M 0.52%
8,980
-273
-3% -$41.7K
INTC icon
64
Intel
INTC
$513B
$1.36M 0.51%
37,723
+3,745
+11% +$136K
TXN icon
65
Texas Instruments
TXN
$261B
$1.32M 0.5%
16,350
-100
-0.6% -$7.75K
HD icon
66
Home Depot
HD
$355B
$1.27M 0.48%
8,670
+375
+5% +$53.2K
KMB icon
67
Kimberly-Clark
KMB
$36.5B
$1.26M 0.48%
9,578
-1,530
-14% -$193K
DIS icon
68
Walt Disney
DIS
$181B
$1.25M 0.47%
11,020
+1,355
+14% +$149K
LMRK
69
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.23M 0.46%
82,083
+11,000
+15% +$169K
RCL icon
70
Royal Caribbean
RCL
$85.6B
$1.23M 0.46%
12,485
+4,955
+66% +$463K
KR icon
71
Kroger
KR
$34.8B
$1.18M 0.45%
39,980
+2,510
+7% +$80.2K
CB icon
72
Chubb
CB
$135B
$1.14M 0.43%
8,353
-767
-8% -$103K
MCO icon
73
Moody's
MCO
$82.7B
$1.11M 0.42%
+9,925
New +$1.06M
SCHE icon
74
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.1M 0.42%
45,915
+5,850
+15% +$136K
ETP
75
DELISTED
Energy Transfer Partners L.p.
ETP
$1.1M 0.42%
30,140
+5,300
+21% +$197K
1 2
3
4 5

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Regent Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Regent Investment Management held 215 positions worth $265M, up 36% from $195M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regent Investment Management deployed $58.3M of net new capital in Q1 2017, opening 30 new positions and adding to 63 existing holdings. Its largest new stake was Charter Communications: 10,276 shares worth $3.36M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $931K trimmed.

  • Regent Investment Management's largest Q1 2017 buy was Charter Communications: 10,276 shares worth $3.36M.
  • Regent Investment Management added most to Comcast in Q1 2017, an estimated $3.51M increase.
  • Regent Investment Management's biggest Q1 2017 reduction was iShares Russell 2000 Value ETF, cutting an estimated $931K.
  • Regent Investment Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $1.83M.
  • Regent Investment Management's ten largest holdings make up 25% of its $265M portfolio in Q1 2017.
  • Regent Investment Management opened 30 new positions and closed 12 in Q1 2017.
  • Regent Investment Management's portfolio value rose 36% quarter-over-quarter to $265M.

Based on Regent Investment Management's 13F filing for Q1 2017, filed 17 Apr 2017.