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RIM

Regent Investment Management Portfolio holdings

AUM $373M
1-Year Est. Return 10.22%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
-10.22%
3 Year Est. Return
+44.01%
5 Year Est. Return
+79.05%
10 Year Est. Return
–
AUM
$195M
AUM Growth
+$3M
Cap. Flow
-$2.09M
Cap. Flow %
-1.07%
Top 10 Hldgs %
27.37%
Holding
195
New
9
Increased
44
Reduced
88
Closed
10

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.71M
2
SE
Spectra Energy Corp Wi
SE
+$1.64M
3
BAC icon
Bank of America
BAC
+$925K
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$898K
5
WDC icon
Western Digital
WDC
+$874K

Top Sells

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$932K
2
PG icon
Procter & Gamble
PG
+$874K
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$816K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$718K
5
WMB icon
Williams Companies
WMB
+$466K

Sector Composition

Rank Sector Weight
1 Healthcare 24.09%
2 Financials 15.13%
3 Communication Services 11.1%
4 Technology 10.94%
5 Consumer Staples 10.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
51
American International
AIG
$41.3B
$1.19M 0.61%
18,260
+1,195
+7% +$75K
ESRX
52
DELISTED
Express Scripts Holding Company
ESRX
$1.18M 0.6%
17,121
-1,556
-8% -$112K
MET icon
53
MetLife
MET
$62.1B
$1.13M 0.58%
23,597
+393
+2% +$18K
HD icon
54
Home Depot
HD
$355B
$1.11M 0.57%
8,295
+35
+0.4% +$4.51K
LAMR icon
55
Lamar Advertising Co
LAMR
$16.3B
$1.09M 0.56%
16,165
-4,000
-20% -$259K
LMRK
56
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.08M 0.55%
71,083
+5,479
+8% +$85.2K
SLB icon
57
SLB Ltd
SLB
$75B
$1.08M 0.55%
12,882
-858
-6% -$70.3K
COP icon
58
ConocoPhillips
COP
$141B
$1.08M 0.55%
21,488
– –
MDLZ icon
59
Mondelez International
MDLZ
$79.9B
$1.07M 0.55%
24,034
+1,300
+6% +$56K
BAC icon
60
Bank of America
BAC
$442B
$1.06M 0.54%
+48,012
New +$925K
DIS icon
61
Walt Disney
DIS
$181B
$1.01M 0.52%
9,665
+1,040
+12% +$101K
XOM icon
62
ExxonMobil
XOM
$634B
$999K 0.51%
11,065
-2,175
-16% -$190K
DXJ icon
63
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$947K 0.48%
+19,125
New +$898K
MSFT icon
64
Microsoft
MSFT
$3.71T
$923K 0.47%
14,851
+150
+1% +$9.02K
ETP
65
DELISTED
Energy Transfer Partners L.p.
ETP
$889K 0.45%
24,840
+1,220
+5% +$43.5K
HUM icon
66
Humana
HUM
$46.2B
$887K 0.45%
4,345
-200
-4% -$38.1K
RTX icon
67
RTX Corp
RTX
$301B
$883K 0.45%
12,799
-557
-4% -$36.9K
MS icon
68
Morgan Stanley
MS
$340B
$877K 0.45%
20,750
+200
+1% +$7.56K
ON icon
69
ON Semiconductor
ON
$31.6B
$866K 0.44%
67,890
-3,385
-5% -$40.4K
PSX icon
70
Phillips 66
PSX
$81.4B
$864K 0.44%
9,995
-75
-0.7% -$6.24K
SCHE icon
71
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$864K 0.44%
40,065
+1,905
+5% +$42.6K
WMB icon
72
Williams Companies
WMB
$86.1B
$838K 0.43%
26,910
-15,465
-36% -$466K
HPE icon
73
Hewlett Packard
HPE
$70.5B
$836K 0.43%
62,126
-3,871
-6% -$51.7K
USB icon
74
US Bancorp
USB
$99.6B
$829K 0.42%
16,137
– –
ABBV icon
75
AbbVie
ABBV
$435B
$822K 0.42%
13,123
-1,000
-7% -$61K
1 2
3
4 5

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Regent Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Regent Investment Management held 195 positions worth $195M, up 1.6% from $192M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Regent Investment Management's Q4 2016 filing shows 9 new, 44 increased, 88 reduced and 10 closed positions. Its largest new stake was Amazon: 43,640 shares worth $1.64M. The largest sale was iShares China Large-Cap ETF, an estimated $932K.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Financials and Communication Services.

  • Regent Investment Management's largest Q4 2016 buy was Amazon: 43,640 shares worth $1.64M.
  • Regent Investment Management added most to Spectra Energy Corp Wi in Q4 2016, an estimated $1.64M increase.
  • Regent Investment Management's biggest Q4 2016 reduction was Procter & Gamble, cutting an estimated $874K.
  • Regent Investment Management fully exited iShares China Large-Cap ETF in Q4 2016, selling an estimated $932K.
  • Regent Investment Management's ten largest holdings make up 27% of its $195M portfolio in Q4 2016.
  • Regent Investment Management opened 9 new positions and closed 10 in Q4 2016.
  • Regent Investment Management's portfolio value rose 1.6% quarter-over-quarter to $195M.

Based on Regent Investment Management's 13F filing for Q4 2016, filed 30 Jan 2017.